State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
12 hedge funds and large institutions have $4.65M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
147% more capital invested
Capital invested by funds: $1.89M → $4.65M (+$2.77M)
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
20% more funds holding
Funds holding: 10 → 12 (+2)
16.3% more ownership
Funds ownership: 26.6% → 42.9% (+16%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$2.09M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$381K |
| 3 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
+$238K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$222K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$135K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG Americas Securities
New York
|
-$221K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$162K |
| 3 |
Morgan Stanley
New York
|
-$45.9K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$3.25K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Goldman Sachs
New York
| $2.15M | +$2.09M | +29,680 | New |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.21M | +$381K | +5,405 | +48% |
|
|
3
Morgan Stanley
New York
| $262K | -$45.9K | -650 | -15% |
|
|
FHC
4
First Heartland Consultants
Lake St. Louis,
Missouri
| $243K | +$238K | +3,368 | New |
|
5
Axa
Paris,
France
| $231K | – | – | – |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $230K | +$222K | +3,145 | +9,250% |
|
|
LTFS
7
Ladenburg Thalmann Financial Services
Miami,
Florida
| $138K | +$135K | +1,909 | New |
|
|
8
Ameriprise
Minneapolis,
Minnesota
| $98K | -$3.25K | -46 | -3% |
|
|
MFS
9
MSI Financial Services
Springfield,
Massachusetts
| $39K | +$5.01K | +71 | +15% |
|
|
10
Bank of America
Charlotte,
North Carolina
| $25K | -$162K | -2,290 | -87% |
|
|
PAS
11
Partnervest Advisory Services
Santa Barbara,
California
| $24K | +$19.8K | +280 | +560% |
|
|
AIG
12
American International Group
New York
| $7.23K | – | – | – |
|
|
13
SG Americas Securities
New York
| – | -$221K | -3,115 | Closed |
|
SMLV Hedge Fund Activity: Q1 2014 in Review
12 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2014, worth a combined $4.65M — up 147% from $1.89M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SMLV positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 3 trimmed.
The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.09M. The largest seller was SG Americas Securities, exiting entirely with an estimated $221K sold.
- 12 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2014, up from 10 in Q4 2013.
- Funds reported $4.65M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2014, up 147% quarter-over-quarter.
- 3 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2014 and 1 closed out, a net change of +2 holders.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2014 was Goldman Sachs, an estimated $2.09M added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2014 was SG Americas Securities, an estimated $221K sold.
Based on aggregated 13F filings for Q1 2014.