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State Street SPDR US Small Cap Low Volatility Index ETF

42 hedge funds and large institutions have $79.9M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

2% more funds holding

Funds holding: 4142 (+1)

0% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 18

4.65% less ownership

Funds ownership: 41.71%37.06% (-4.7%)

10% less capital invested

Capital invested by funds: $88.6M → $79.9M (-$8.65M)

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
18
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$16.9M -$5.75M -62,472 -26%
UBS Group
2
UBS Group
Switzerland
$11.9M -$135K -1,468 -1%
UCFA
3
United Capital Financial Advisors
Texas
$9.91M -$556K -6,044 -6%
Bank of America
4
Bank of America
North Carolina
$7.71M -$198K -2,156 -3%
AP
5
Appleton Partners
Massachusetts
$5.53M +$201K +2,185 +4%
LPL Financial
6
LPL Financial
California
$4.97M -$38.4K -417 -0.8%
Morgan Stanley
7
Morgan Stanley
New York
$2.93M -$1.54M -16,727 -35%
Goldman Sachs
8
Goldman Sachs
New York
$2.89M +$35.6K +387 +1%
SPC
9
Sigma Planning Corp
Michigan
$1.98M -$1.93K -21 -0.1%
FCAG
10
First Capital Advisors Group
New Jersey
$1.48M +$623K +6,777 +78%
RFA
11
Reilly Financial Advisors
California
$1.42M +$51.8K +563 +4%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.34M +$65.2K +709 +5%
CAL
13
Capital Analysts LLC
Pennsylvania
$1.33M +$170K +1,845 +15%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.11M -$2.28M -24,786 -68%
Stifel Financial
15
Stifel Financial
Missouri
$1.11M -$350K -3,799 -25%
Axa
16
Axa
France
$981K +$14.7K +160 +2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$646K -$131K -1,424 -17%
SG Americas Securities
18
SG Americas Securities
New York
$598K -$629K -6,836 -52%
ICM
19
IMS Capital Management
Oregon
$508K -$76.4K -830 -14%
Jane Street
20
Jane Street
New York
$497K +$477K +5,187 New
RJA
21
Raymond James & Associates
Florida
$483K +$44K +478 +10%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$466K -$19K -206 -4%
CA
23
Cetera Advisors
Colorado
$448K +$27.6K +300 +7%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$392K -$1.69M -18,337 -82%
CC
25
Courier Capital
New York
$372K +$18.4K +200 +5%

SMLV Hedge Fund Activity: Q3 2017 in Review

42 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2017, worth a combined $79.9M — down 9.8% from $88.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SMLV positions and 2 closed out — a net gain of 1 holder — while 18 added to existing stakes and 18 trimmed.

The largest buyer was First Capital Advisors Group, adding an estimated $623K. The largest seller was Ameriprise, cutting an estimated $5.75M.

  • 42 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2017, up from 41 in Q2 2017.
  • Funds reported $79.9M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2017, down 9.8% quarter-over-quarter.
  • 3 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2017 and 2 closed out, a net change of +1 holder.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2017 was First Capital Advisors Group, an estimated $623K added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2017 was Ameriprise, an estimated $5.75M sold.

Based on aggregated 13F filings for Q3 2017.