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State Street SPDR US Small Cap Low Volatility Index ETF

79 hedge funds and large institutions have $93.9M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 29 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 5

23% more funds holding

Funds holding: 6479 (+15)

22% more capital invested

Capital invested by funds: $77.2M → $93.9M (+$16.7M)

4.51% more ownership

Funds ownership: 39.09%43.59% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

31% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 29

Holders
79
Holders Change
+15
Holders Change %
+23.44%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
20
Reduced
29
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$8.97M -$1.73M -19,895 -18%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$8.08M -$773K -8,900 -10%
AF
3
Advisornet Financial
Minnesota
$6.98M +$105K +1,204 +2%
UCFA
4
United Capital Financial Advisors
Texas
$6.85M -$1.21M -13,944 -16%
MWM
5
McNaughton Wealth Management
California
$6.16M +$130K +1,500 +2%
LPL Financial
6
LPL Financial
California
$4.69M -$644K -7,417 -13%
FFN
7
Focus Financial Network
Minnesota
$4.49M +$302K +3,473 +8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.36M -$248K -2,859 -6%
IWP
9
IAG Wealth Partners
Wisconsin
$3.5M +$261 +3 +0%
MMA
10
Miracle Mile Advisors
California
$2.5M -$768K -8,840 -25%
BFG
11
Berger Financial Group
Minnesota
$2.45M +$2.23M +25,648 New
Citigroup
12
Citigroup
New York
$2.37M +$97.8K +1,126 +5%
EH
13
Equitable Holdings
New York
$2.13M -$150K -1,730 -7%
AI
14
Atria Investments
North Carolina
$1.94M +$87 +1 +0%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.81M +$30.2K +348 +2%
Bank of America
16
Bank of America
North Carolina
$1.77M +$348 +4 +0%
DL
17
DOHJ LLC
Washington
$1.57M -$173K -1,987 -11%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.32M -$347K -3,995 -22%
AAS
19
Avantax Advisory Services
Texas
$1.25M -$976K -11,233 -46%
CL
20
COWA LLC
Oklahoma
$1.22M +$1.06M +12,208 New
CAL
21
Capital Analysts LLC
Pennsylvania
$1.13M +$130K +1,493 +14%
BI
22
Berkeley Inc
Idaho
$933K +$847K +9,752 New
COF
23
Capital One Financial
Virginia
$846K +$141K +1,620 +22%
Morgan Stanley
24
Morgan Stanley
New York
$843K -$13.6K -157 -2%
AWM
25
AE Wealth Management
Kansas
$834K +$757K +8,718 New

SMLV Hedge Fund Activity: Q4 2020 in Review

79 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2020, worth a combined $93.9M — up 22% from $77.2M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SMLV positions and 5 closed out — a net gain of 17 holders — while 20 added to existing stakes and 29 trimmed.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $757K. The largest seller was Susquehanna International Group, cutting an estimated $2.38M.

  • 79 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2020, up from 64 in Q3 2020.
  • Funds reported $93.9M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2020, up 22% quarter-over-quarter.
  • 22 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2020 and 5 closed out, a net change of +17 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2020 was AE Wealth Management, an estimated $757K added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2020 was Susquehanna International Group, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2020.