State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
11 hedge funds and large institutions have $5.34M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
10% more funds holding
Funds holding: 10 → 11 (+1)
18.41% less ownership
Funds ownership: 72.19% → 53.78% (-18%)
21% less capital invested
Capital invested by funds: $6.75M → $5.34M (-$1.42M)
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$64.7K |
| 2 |
Morgan Stanley
New York
|
+$49.9K |
| 3 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
+$23.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$1.63M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$405K |
| 3 |
SG Americas Securities
New York
|
-$118K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$98.2K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$62K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $3.23M | -$98.2K | -1,503 | -3% |
|
|
2
Goldman Sachs
New York
| $669K | -$1.63M | -24,890 | -71% |
|
|
VKH
3
Virtu KCG Holdings
New York
| $375K | +$370K | +5,667 | New |
|
|
4
Bank of America
Charlotte,
North Carolina
| $335K | -$405K | -6,199 | -55% |
|
|
5
Morgan Stanley
New York
| $320K | +$49.9K | +764 | +19% |
|
|
6
SG Americas Securities
New York
| $192K | -$118K | -1,800 | -38% |
|
7
Ameriprise
Minneapolis,
Minnesota
| $113K | – | – | – |
|
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $65K | +$64.7K | +990 | New |
|
|
MFS
9
MSI Financial Services
Springfield,
Massachusetts
| $31K | +$23.4K | +358 | +306% |
|
|
AIG
10
American International Group
New York
| $6.62K | – | – | – |
|
|
PAS
11
Partnervest Advisory Services
Santa Barbara,
California
| $3K | – | – | – |
|
|
FHC
12
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$62K | -1,000 | Closed |
|
SMLV Hedge Fund Activity: Q3 2013 in Review
11 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2013, worth a combined $5.34M — down 21% from $6.75M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new SMLV positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 4 trimmed.
The largest buyer was Royal Bank of Canada, opening a new position worth an estimated $64.7K. The largest seller was Goldman Sachs, cutting an estimated $1.63M.
- 11 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2013, up from 10 in Q2 2013.
- Funds reported $5.34M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2013, down 21% quarter-over-quarter.
- 2 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2013 and 1 closed out, a net change of +1 holder.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2013 was Royal Bank of Canada, an estimated $64.7K added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2013 was Goldman Sachs, an estimated $1.63M sold.
Based on aggregated 13F filings for Q3 2013.