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State Street SPDR US Small Cap Low Volatility Index ETF

57 hedge funds and large institutions have $75.9M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

10% more funds holding

Funds holding: 5257 (+5)

2.61% more ownership

Funds ownership: 37.16%39.77% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less capital invested

Capital invested by funds: $88.4M → $75.9M (-$12.5M)

22% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 18

Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
14
Reduced
18
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$16.2M -$717K -7,978 -4%
UBS Group
2
UBS Group
Switzerland
$10.6M -$150K -1,669 -1%
UCFA
3
United Capital Financial Advisors
Texas
$10.3M +$637K +7,083 +7%
LPL Financial
4
LPL Financial
California
$5.06M -$238K -2,648 -4%
BBA
5
Braun-Bostich & Associates
Pennsylvania
$2.53M -$45.5K -506 -2%
AP
6
Appleton Partners
Massachusetts
$2.5M -$1.73M -19,260 -41%
Jane Street
7
Jane Street
New York
$2.22M -$2.15M -23,913 -49%
SPC
8
Sigma Planning Corp
Michigan
$2.02M +$101K +1,127 +5%
Morgan Stanley
9
Morgan Stanley
New York
$1.78M -$4.38M -48,700 -71%
RFA
10
Reilly Financial Advisors
California
$1.68M +$193K +2,150 +13%
BFG
11
Barber Financial Group
Kansas
$1.64M -$609K -6,777 -27%
Citadel Advisors
12
Citadel Advisors
Florida
$1.63M +$1.65M +18,352 New
Bank of America
13
Bank of America
North Carolina
$1.57M -$5.14M -57,150 -76%
CAL
14
Capital Analysts LLC
Pennsylvania
$1.45M +$102K +1,136 +7%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.42M +$48K +534 +3%
RCG
16
Ruggie Capital Group
Florida
$1.35M +$1.37M +15,267 New
ACP
17
Arcus Capital Partners
Georgia
$1.2M +$1.21M +13,464 New
CF
18
Centaurus Financial
California
$1.13M +$1.14M +12,699 New
SG Americas Securities
19
SG Americas Securities
New York
$1.04M +$1.06M +11,759 New
Axa
20
Axa
France
$945K +$60.2K +670 +7%
FCAG
21
First Capital Advisors Group
New Jersey
$909K -$382K -4,247 -29%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$702K +$78.3K +871 +12%
PSF
23
Pacific Sun Financial
California
$657K +$666K +7,405 New
RJA
24
Raymond James & Associates
Florida
$516K +$45.9K +511 +10%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$466K -$68.5K -762 -13%

SMLV Hedge Fund Activity: Q1 2018 in Review

57 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2018, worth a combined $75.9M — down 14% from $88.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMLV positions and 8 closed out — a net gain of 5 holders — while 14 added to existing stakes and 18 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.65M. The largest seller was Bank of America, cutting an estimated $5.14M.

  • 57 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2018, up from 52 in Q4 2017.
  • Funds reported $75.9M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2018, down 14% quarter-over-quarter.
  • 13 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2018 and 8 closed out, a net change of +5 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2018 was Citadel Advisors, an estimated $1.65M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2018 was Bank of America, an estimated $5.14M sold.

Based on aggregated 13F filings for Q1 2018.