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State Street SPDR US Small Cap Low Volatility Index ETF

39 hedge funds and large institutions have $78.5M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

34% more funds holding

Funds holding: 2939 (+10)

34% more capital invested

Capital invested by funds: $58.7M → $78.5M (+$19.8M)

7.47% less ownership

Funds ownership: 49.43%41.96% (-7.5%)

Holders
39
Holders Change
+10
Holders Change %
+34.48%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
14
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$15M +$2.74M +31,457 +24%
Bank of America
2
Bank of America
North Carolina
$12.6M +$10.8M +124,217 +1,114%
UBS Group
3
UBS Group
Switzerland
$11.5M -$178K -2,050 -2%
UCFA
4
United Capital Financial Advisors
Texas
$10.8M -$380K -4,363 -4%
LPL Financial
5
LPL Financial
California
$4.47M +$302K +3,473 +8%
Morgan Stanley
6
Morgan Stanley
New York
$3.13M +$737K +8,469 +34%
Citadel Advisors
7
Citadel Advisors
Florida
$3M +$2.79M +32,056 New
SG Americas Securities
8
SG Americas Securities
New York
$2.32M +$2.16M +24,843 New
SPC
9
Sigma Planning Corp
Michigan
$1.94M +$15.9K +183 +0.9%
CAL
10
Capital Analysts LLC
Pennsylvania
$1.91M +$481K +5,527 +37%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.8M +$563K +6,466 +51%
MFS
12
MSI Financial Services
Massachusetts
$1.07M +$239K +2,746 +31%
RFA
13
Reilly Financial Advisors
California
$1.07M +$1M +11,492 New
MWM
14
Meridian Wealth Management
Kentucky
$946K +$883K +10,140 New
MSAM
15
Moloney Securities Asset Management
Missouri
$844K +$786K +9,034 New
VNA
16
Valley National Advisers
Pennsylvania
$762K +$29.1K +334 +4%
RJA
17
Raymond James & Associates
Florida
$609K -$2.69M -30,902 -83%
AG
18
Advisor Group
Arizona
$570K +$203K +2,329 +62%
VIA
19
Vantage Investment Advisors
Pennsylvania
$463K +$431K +4,952 New
Stifel Financial
20
Stifel Financial
Missouri
$422K +$396K +4,547 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$400K -$17.3K -199 -4%
CA
22
Cetera Advisors
Colorado
$400K +$52.4K +602 +16%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$360K +$336K +3,858 New
ICM
24
IMS Capital Management
Oregon
$321K +$299K +3,439 New
CC
25
Courier Capital
New York
$316K -$24.4K -280 -8%

SMLV Hedge Fund Activity: Q4 2016 in Review

39 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2016, worth a combined $78.5M — up 34% from $58.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMLV positions and 3 closed out — a net gain of 10 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $10.8M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $9.12M sold.

  • 39 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2016, up from 29 in Q3 2016.
  • Funds reported $78.5M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2016, up 34% quarter-over-quarter.
  • 13 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2016 and 3 closed out, a net change of +10 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2016 was Bank of America, an estimated $10.8M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $9.12M sold.

Based on aggregated 13F filings for Q4 2016.