State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
39 hedge funds and large institutions have $78.5M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 3 closing their positions.
300% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 3
88% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 8
34% more capital invested
Capital invested by funds: $58.7M → $78.5M (+$19.8M)
30% more funds holding
Funds holding: 30 → 39 (+9)
7.47% less ownership
Funds ownership: 49.43% → 41.96% (-7.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$10.8M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$2.79M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$2.74M |
| 4 |
SG Americas Securities
New York
|
+$2.16M |
| 5 |
RFA
Reilly Financial Advisors
La Mesa,
California
|
+$1M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Envestnet Asset Management
Chicago,
Illinois
|
-$9.12M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$2.69M |
| 3 |
AWMS
Advocacy Wealth Management Services
Atlanta,
Georgia
|
-$1.17M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$589K |
| 5 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
-$380K |
SMLV Hedge Fund Activity: Q4 2016 in Review
39 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2016, worth a combined $78.5M — up 34% from $58.7M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new SMLV positions and 3 closed out — a net gain of 9 holders — while 15 added to existing stakes and 8 trimmed.
The largest buyer was Bank of America, adding an estimated $10.8M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $9.12M sold.
- 39 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2016, up from 30 in Q3 2016.
- Funds reported $78.5M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2016, up 34% quarter-over-quarter.
- 12 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2016 and 3 closed out, a net change of +9 holders.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2016 was Bank of America, an estimated $10.8M added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $9.12M sold.
Based on aggregated 13F filings for Q4 2016.