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State Street SPDR US Small Cap Low Volatility Index ETF

75 hedge funds and large institutions have $111M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

3.88% less ownership

Funds ownership: 52.09%48.21% (-3.9%)

15% less funds holding

Funds holding: 8875 (-13)

27% less capital invested

Capital invested by funds: $153M → $111M (-$41.9M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

Holders
75
Holders Change
-13
Holders Change %
-14.77%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
26
Reduced
25
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$15.3M -$2.86M -32,061 -12%
LPL Financial
2
LPL Financial
California
$10.7M +$6.34M +70,961 +77%
AF
3
Affiance Financial
Minnesota
$8.79M +$11.9M +133,060 New
AAS
4
Avantax Advisory Services
Texas
$7.7M +$1.23M +13,775 +13%
UCFA
5
United Capital Financial Advisors
Texas
$7.63M -$908K -10,164 -8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$7M -$505K -5,655 -5%
Citigroup
7
Citigroup
New York
$5.1M +$1.58M +17,681 +30%
AF
8
Advisornet Financial
Minnesota
$4.88M +$1.77M +19,840 +37%
MWM
9
McNaughton Wealth Management
California
$3.77M +$679K +7,605 +15%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$3.18M -$103K -1,156 -2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.07M +$838K +9,384 +25%
FFN
12
Focus Financial Network
Minnesota
$2.65M +$646K +7,233 +22%
CCFM
13
Clear Creek Financial Management
Washington
$2.46M -$896K -10,031 -21%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.03M +$1.98M +22,169 +259%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.89M -$143K -1,599 -5%
IWP
16
IAG Wealth Partners
Wisconsin
$1.7M +$1.28M +14,311 +126%
SPC
17
Sigma Planning Corp
Michigan
$1.64M +$29.3K +328 +1%
UBS Group
18
UBS Group
Switzerland
$1.59M -$900K -10,076 -30%
Bank of America
19
Bank of America
North Carolina
$1.39M -$132K -1,483 -7%
EH
20
Equitable Holdings
New York
$1.38M +$116K +1,299 +7%
SB
21
Strategic Blueprint
Georgia
$1.31M +$1.77M +19,870 New
Osaic Holdings
22
Osaic Holdings
Arizona
$1.28M +$1.74M +19,469 New
DL
23
DOHJ LLC
Washington
$1.25M +$87K +974 +5%
MFG
24
Merit Financial Group
Georgia
$1.25M +$645K +7,218 +62%
VA
25
Valmark Advisers
Ohio
$1.19M -$103K -1,157 -6%

SMLV Hedge Fund Activity: Q1 2020 in Review

75 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2020, worth a combined $111M — down 27% from $153M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SMLV and 12 opened new positions — a net loss of 9 holders — while 25 trimmed existing stakes and 26 added.

The largest buyer was Affiance Financial, opening a new position worth an estimated $11.9M. The largest seller was Ameriprise, cutting an estimated $2.86M.

  • 75 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2020, down from 88 in Q4 2019.
  • Funds reported $111M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2020, down 27% quarter-over-quarter.
  • 12 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2020 and 21 closed out, a net change of -9 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2020 was Affiance Financial, an estimated $11.9M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2020 was Ameriprise, an estimated $2.86M sold.

Based on aggregated 13F filings for Q1 2020.