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State Street SPDR US Small Cap Low Volatility Index ETF

74 hedge funds and large institutions have $93.4M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $85.7M → $93.4M (+$7.69M)

7% more funds holding

Funds holding: 6974 (+5)

1.56% more ownership

Funds ownership: 48.12%49.68% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

32% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 28

Holders
74
Holders Change
+5
Holders Change %
+7.25%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
15
Increased
19
Reduced
28
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Congress Wealth Management
Massachusetts
$18.7M -$277K -2,721 -2%
MWM
2
McNaughton Wealth Management
California
$9.46M +$611K +5,994 +8%
DC
3
Dorval Corp
Minnesota
$7.34M +$6.65M +65,213 New
LPL Financial
4
LPL Financial
California
$6.29M -$853K -8,364 -13%
KAS
5
Kestra Advisory Services
Texas
$5.01M +$334K +3,276 +8%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.02M -$44.2K -434 -1%
Morgan Stanley
7
Morgan Stanley
New York
$3.62M +$1.82M +17,851 +125%
Goldman Sachs
8
Goldman Sachs
New York
$2.43M +$1.42M +13,910 +181%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.39M -$617K -6,049 -22%
IWP
10
IAG Wealth Partners
Wisconsin
$2.12M -$58.2K -571 -3%
JWWM
11
Johnson & White Wealth Management
Pennsylvania
$1.98M -$71.9K -705 -4%
Ameriprise
12
Ameriprise
Minnesota
$1.89M -$273K -2,683 -14%
Bank of America
13
Bank of America
North Carolina
$1.85M -$12.6K -124 -0.8%
EH
14
Equitable Holdings
New York
$1.61M -$208K -2,040 -12%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.36M -$177K -1,739 -13%
NC
16
NovaPoint Capital
Georgia
$1.28M +$1.16M +11,378 New
AAS
17
Avantax Advisory Services
Texas
$1.05M -$153K -1,499 -14%
UBS Group
18
UBS Group
Switzerland
$1.03M +$510 +5 +0.1%
MFGM
19
Marshall Financial Group (Maryland)
Maryland
$1.03M -$25.6K -251 -3%
IA
20
Insight Advisors
Pennsylvania
$1.01M +$18.3K +180 +2%
CAL
21
Capital Analysts LLC
Pennsylvania
$976K -$56K -549 -6%
BI
22
Berkeley Inc
Idaho
$938K -$19.8K -194 -2%
CL
23
COWA LLC
Oklahoma
$919K +$18.2K +179 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$859K +$107K +1,050 +16%
HAS
25
HBW Advisory Services
California
$821K +$51.7K +507 +7%

SMLV Hedge Fund Activity: Q4 2023 in Review

74 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2023, worth a combined $93.4M — up 9% from $85.7M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SMLV positions and 9 closed out — a net gain of 6 holders — while 19 added to existing stakes and 28 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.82M. The largest seller was Advisornet Financial, cutting an estimated $6.37M.

  • 74 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2023, up from 69 in Q3 2023.
  • Funds reported $93.4M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2023, up 9% quarter-over-quarter.
  • 15 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2023 and 9 closed out, a net change of +6 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2023 was Morgan Stanley, an estimated $1.82M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2023 was Advisornet Financial, an estimated $6.37M sold.

Based on aggregated 13F filings for Q4 2023.