State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
11 hedge funds and large institutions have $4.83M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 3 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 4
12.61% less ownership
Funds ownership: 47.11% → 34.5% (-13%)
15% less funds holding
Funds holding: 13 → 11 (-2)
31% less capital invested
Capital invested by funds: $6.96M → $4.83M (-$2.13M)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$108K |
| 2 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
+$91.7K |
| 3 |
NFG
Next Financial Group
Houston,
Texas
|
+$66.2K |
| 4 |
Axa
Paris,
France
|
+$13K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$8.31K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$1.13M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$357K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$355K |
| 4 |
SG Americas Securities
New York
|
-$130K |
| 5 |
Morgan Stanley
New York
|
-$105K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Goldman Sachs
New York
| $1.86M | -$1.13M | -15,641 | -37% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $647K | -$355K | -4,911 | -35% |
|
3
Bank of America
Charlotte,
North Carolina
| $555K | – | – | – |
|
|
4
SG Americas Securities
New York
| $554K | -$130K | -1,800 | -19% |
|
|
5
Axa
Paris,
France
| $287K | +$13K | +180 | +5% |
|
|
LTFS
6
Ladenburg Thalmann Financial Services
Miami,
Florida
| $239K | +$108K | +1,500 | +79% |
|
|
FHC
7
First Heartland Consultants
Lake St. Louis,
Missouri
| $225K | – | – | – |
|
|
8
Morgan Stanley
New York
| $172K | -$105K | -1,451 | -37% |
|
|
MFS
9
MSI Financial Services
Springfield,
Massachusetts
| $124K | +$91.7K | +1,269 | +256% |
|
|
10
Ameriprise
Minneapolis,
Minnesota
| $103K | +$8.31K | +115 | +8% |
|
|
NFG
11
Next Financial Group
Houston,
Texas
| $64K | +$66.2K | +916 | New |
|
|
12
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$357K | -4,831 | Closed |
|
|
PAS
13
Partnervest Advisory Services
Santa Barbara,
California
| – | -$35K | -470 | Closed |
|
|
AIG
14
American International Group
New York
| – | -$7.39K | -100 | Closed |
|
SMLV Hedge Fund Activity: Q3 2014 in Review
11 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2014, worth a combined $4.83M — down 31% from $6.96M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SMLV and 1 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 4 added.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $108K. The largest seller was Goldman Sachs, cutting an estimated $1.13M.
- 11 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2014, down from 13 in Q2 2014.
- Funds reported $4.83M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2014, down 31% quarter-over-quarter.
- 1 fund opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2014 and 3 closed out, a net change of -2 holders.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2014 was Ladenburg Thalmann Financial Services, an estimated $108K added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2014 was Goldman Sachs, an estimated $1.13M sold.
Based on aggregated 13F filings for Q3 2014.