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SPDR SSGA US Small Cap Low Volatility Index ETF
SMLV

Overview Fund Activity

40 hedge funds and large institutions have $95.6M invested in SPDR SSGA US Small Cap Low Volatility Index ETF in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
$23.5M
2
Citadel Advisors
Citadel Advisors
Florida
$8.8M
3
AP
Appleton Partners
Massachusetts
$4.36M
4
Morgan Stanley
Morgan Stanley
New York
$4.28M
5
Stifel Financial
Stifel Financial
Missouri
$1.46M

Top Sellers

1
MWM
Meridian Wealth Management
Kentucky
$0
2
CAL
Capital Analysts LLC
Pennsylvania
$978K
3
MSAM
Moloney Securities Asset Management
Missouri
$0
4
SG Americas Securities
SG Americas Securities
New York
$1.49M
5
UCFA
United Capital Financial Advisors
Texas
$9.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
1
Ameriprise
Minnesota
$23.5M +$8.79M +96,058 +60%
Bank of America
2
Bank of America
North Carolina
$12.7M +$284K +3,098 +2%
UBS Group
3
UBS Group
Switzerland
$11.5M +$258K +2,821 +2%
UCFA
4
United Capital Financial Advisors
Texas
$9.9M -$707K -7,723 -7%
Citadel Advisors
5
Citadel Advisors
Florida
$8.8M +$5.87M +64,068 +200%
LPL Financial
6
LPL Financial
California
$4.82M +$516K +5,703 +12%
AP
7
Appleton Partners
Massachusetts
$4.36M +$4.36M +47,647 New
Morgan Stanley
8
Morgan Stanley
New York
$4.28M +$1.22M +13,277 +40%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.06M +$299K +3,263 +17%
SPC
10
Sigma Planning Corp
Michigan
$1.88M -$27.7K -303 -1%
SG Americas Securities
11
SG Americas Securities
New York
$1.49M -$782K -8,545 -34%
Stifel Financial
12
Stifel Financial
Missouri
$1.46M +$1.04M +11,362 +250%
RFA
13
Reilly Financial Advisors
California
$1.18M +$132K +1,445 +13%
CAL
14
Capital Analysts LLC
Pennsylvania
$978K -$889K -9,712 -48%
Axa
15
Axa
France
$923K +$923K +10,080 New
RJA
16
Raymond James & Associates
Florida
$645K +$47.7K +521 +8%
AG
17
Advisor Group
Arizona
$538K -$19.9K -217 -4%
ICM
18
IMS Capital Management
Oregon
$531K +$216K +2,365 +69%
FCAG
19
First Capital Advisors Group
New Jersey
$520K +$520K +5,676 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$477K +$124K +1,351 +35%
VIA
21
Vantage Investment Advisors
Pennsylvania
$455K +$1.56K +17 +0.3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$429K +$37.8K +413 +10%
FHC
23
First Heartland Consultants
Missouri
$326K +$21.3K +233 +7%
CA
24
Cetera Advisors
Colorado
$315K -$76.2K -836 -19%
CC
25
Courier Capital
New York
$309K – – –
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