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State Street SPDR US Small Cap Low Volatility Index ETF

40 hedge funds and large institutions have $95.6M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

22% more capital invested

Capital invested by funds: $78.5M → $95.6M (+$17.2M)

3.5% more ownership

Funds ownership: 41.96%45.46% (+3.5%)

3% more funds holding

Funds holding: 3940 (+1)

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$23.5M +$8.83M +96,058 +60%
Bank of America
2
Bank of America
North Carolina
$12.7M +$285K +3,098 +2%
UBS Group
3
UBS Group
Switzerland
$11.5M +$259K +2,821 +2%
UCFA
4
United Capital Financial Advisors
Texas
$9.89M -$710K -7,723 -7%
Citadel Advisors
5
Citadel Advisors
Florida
$8.8M +$5.89M +64,068 +200%
LPL Financial
6
LPL Financial
California
$4.82M +$524K +5,703 +12%
AP
7
Appleton Partners
Massachusetts
$4.36M +$4.38M +47,647 New
Morgan Stanley
8
Morgan Stanley
New York
$4.28M +$1.22M +13,277 +40%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.06M +$300K +3,263 +17%
SPC
10
Sigma Planning Corp
Michigan
$1.88M -$27.9K -303 -1%
SG Americas Securities
11
SG Americas Securities
New York
$1.49M -$785K -8,545 -34%
Stifel Financial
12
Stifel Financial
Missouri
$1.46M +$1.04M +11,362 +250%
RFA
13
Reilly Financial Advisors
California
$1.18M +$133K +1,445 +13%
CAL
14
Capital Analysts LLC
Pennsylvania
$978K -$893K -9,712 -48%
Axa
15
Axa
France
$923K +$927K +10,080 New
RJA
16
Raymond James & Associates
Florida
$645K +$47.9K +521 +8%
AG
17
Advisor Group
Arizona
$538K -$19.9K -217 -4%
ICM
18
IMS Capital Management
Oregon
$531K +$217K +2,365 +69%
FCAG
19
First Capital Advisors Group
New Jersey
$520K +$522K +5,676 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$477K +$124K +1,351 +35%
VIA
21
Vantage Investment Advisors
Pennsylvania
$455K +$1.56K +17 +0.3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$429K +$38K +413 +10%
FHC
23
First Heartland Consultants
Missouri
$326K +$21.4K +233 +7%
CA
24
Cetera Advisors
Colorado
$315K -$76.8K -836 -19%
CC
25
Courier Capital
New York
$309K

SMLV Hedge Fund Activity: Q1 2017 in Review

40 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2017, worth a combined $95.6M — up 22% from $78.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SMLV positions and 4 closed out — a net gain of 2 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.83M. The largest seller was Meridian Wealth Management, exiting entirely with an estimated $946K sold.

  • 40 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2017, up from 39 in Q4 2016.
  • Funds reported $95.6M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 6 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2017 and 4 closed out, a net change of +2 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2017 was Ameriprise, an estimated $8.83M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2017 was Meridian Wealth Management, an estimated $946K sold.

Based on aggregated 13F filings for Q1 2017.