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State Street SPDR US Small Cap Low Volatility Index ETF

64 hedge funds and large institutions have $77.2M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 33 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

8.14% less ownership

Funds ownership: 47.22%39.09% (-8.1%)

14% less funds holding

Funds holding: 7464 (-10)

34% less capital invested

Capital invested by funds: $118M → $77.2M (-$40.7M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

52% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 33

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
64
Holders Change
-10
Holders Change %
-13.51%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
16
Reduced
33
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$8.63M -$12.5M -160,812 -59%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$7.07M -$288K -3,705 -4%
UCFA
3
United Capital Financial Advisors
Texas
$6.48M -$1.18M -15,215 -15%
AF
4
Advisornet Financial
Minnesota
$5.44M +$269K +3,465 +5%
MWM
5
McNaughton Wealth Management
California
$4.76M +$138K +1,770 +3%
LPL Financial
6
LPL Financial
California
$4.27M -$881K -11,329 -17%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.67M -$297K -3,826 -7%
FFN
8
Focus Financial Network
Minnesota
$3.29M +$97.6K +1,255 +3%
IWP
9
IAG Wealth Partners
Wisconsin
$2.77M +$208K +2,680 +8%
MMA
10
Miracle Mile Advisors
California
$2.65M +$2.72M +34,929 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.31M +$1.58M +20,367 +202%
AAS
12
Avantax Advisory Services
Texas
$1.84M -$9.03M -116,116 -83%
EH
13
Equitable Holdings
New York
$1.82M -$130K -1,670 -6%
Citigroup
14
Citigroup
New York
$1.79M -$740K -9,520 -29%
AI
15
Atria Investments
North Carolina
$1.54M +$98.5K +1,267 +7%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.41M +$417K +5,360 +40%
DL
17
DOHJ LLC
Washington
$1.41M +$33.9K +436 +3%
Bank of America
18
Bank of America
North Carolina
$1.4M -$338K -4,353 -19%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.35M -$337K -4,334 -20%
FTUS
20
Flow Traders U.S.
New York
$854K +$876K +11,270 New
CAL
21
Capital Analysts LLC
Pennsylvania
$785K -$159K -2,045 -16%
PSF
22
Pacific Sun Financial
California
$748K -$48.9K -629 -6%
Morgan Stanley
23
Morgan Stanley
New York
$679K -$160K -2,056 -19%
SPC
24
Sigma Planning Corp
Michigan
$666K -$1.45M -18,593 -68%
TRCT
25
Tower Research Capital (TRC)
New York
$622K +$32.5K +418 +5%

SMLV Hedge Fund Activity: Q3 2020 in Review

64 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2020, worth a combined $77.2M — down 34% from $118M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SMLV and 4 opened new positions — a net loss of 10 holders — while 33 trimmed existing stakes and 16 added.

The largest buyer was Miracle Mile Advisors, opening a new position worth an estimated $2.72M. The largest seller was Ameriprise, cutting an estimated $12.5M.

  • 64 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2020, down from 74 in Q2 2020.
  • Funds reported $77.2M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2020, down 34% quarter-over-quarter.
  • 4 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2020 and 14 closed out, a net change of -10 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2020 was Miracle Mile Advisors, an estimated $2.72M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2020 was Ameriprise, an estimated $12.5M sold.

Based on aggregated 13F filings for Q3 2020.