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State Street SPDR US Small Cap Low Volatility Index ETF

69 hedge funds and large institutions have $85.7M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $77.9M → $85.7M (+$7.78M)

7.38% more ownership

Funds ownership: 40.74%48.12% (+7.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

8% less funds holding

Funds holding: 7569 (-6)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
69
Holders Change
-6
Holders Change %
-8%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
26
Reduced
26
Closed
8
Calls
$1K
Puts
Net Calls
+$1K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Congress Wealth Management
Massachusetts
$16.7M +$17.6M +168,796 New
MWM
2
McNaughton Wealth Management
California
$7.72M +$423K +4,049 +5%
LPL Financial
3
LPL Financial
California
$6.35M +$489K +4,681 +8%
AF
4
Advisornet Financial
Minnesota
$6.22M +$204K +1,950 +3%
KAS
5
Kestra Advisory Services
Texas
$4.08M +$601K +5,753 +16%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$3.58M -$14.5K -139 -0.4%
AI
7
Atria Investments
North Carolina
$3.25M +$137K +1,313 +4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.7M -$293K -2,804 -9%
Ameriprise
9
Ameriprise
Minnesota
$1.93M -$276K -2,639 -12%
IWP
10
IAG Wealth Partners
Wisconsin
$1.92M -$74.9K -717 -4%
JWWM
11
Johnson & White Wealth Management
Pennsylvania
$1.81M -$121K -1,162 -6%
Bank of America
12
Bank of America
North Carolina
$1.63M -$10.8K -103 -0.6%
EH
13
Equitable Holdings
New York
$1.62M +$34K +325 +2%
Morgan Stanley
14
Morgan Stanley
New York
$1.41M -$28K -268 -2%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.37M -$39.7K -380 -3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.15M -$635K -6,080 -34%
AAS
17
Avantax Advisory Services
Texas
$1.07M +$124K +1,190 +12%
UCFA
18
United Capital Financial Advisors
Texas
$988K -$177K -1,697 -15%
GFWA
19
Grey Fox Wealth Advisors
Delaware
$963K -$2.14M -20,448 -68%
MFGM
20
Marshall Financial Group (Maryland)
Maryland
$929K -$32.8K -314 -3%
CAL
21
Capital Analysts LLC
Pennsylvania
$913K -$92.4K -884 -9%
UBS Group
22
UBS Group
Switzerland
$909K -$73.3K -702 -7%
IA
23
Insight Advisors
Pennsylvania
$870K +$6.58K +63 +0.7%
BI
24
Berkeley Inc
Idaho
$844K +$2.3K +22 +0.3%
BPA
25
Beacon Pointe Advisors
California
$815K +$46.1K +441 +6%

SMLV Hedge Fund Activity: Q3 2023 in Review

69 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2023, worth a combined $85.7M — up 10% from $77.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SMLV and 3 opened new positions — a net loss of 5 holders — while 26 trimmed existing stakes and 26 added.

The largest buyer was Congress Wealth Management, opening a new position worth an estimated $17.6M. The largest seller was Grey Fox Wealth Advisors, cutting an estimated $2.14M.

  • 69 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2023, down from 75 in Q2 2023.
  • Funds reported $85.7M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2023, up 10% quarter-over-quarter.
  • 3 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2023 and 8 closed out, a net change of -5 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2023 was Congress Wealth Management, an estimated $17.6M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2023 was Grey Fox Wealth Advisors, an estimated $2.14M sold.

Based on aggregated 13F filings for Q3 2023.