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State Street SPDR US Small Cap Low Volatility Index ETF

29 hedge funds and large institutions have $58.7M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,700% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 1

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

40% more capital invested

Capital invested by funds: $42M → $58.7M (+$16.7M)

7% more funds holding

Funds holding: 2729 (+2)

14.11% less ownership

Funds ownership: 63.54%49.43% (-14%)

Holders
29
Holders Change
+2
Holders Change %
+7.41%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$10.6M +$3.52M +43,184 +50%
UBS Group
2
UBS Group
Switzerland
$10.2M +$370K +4,538 +4%
UCFA
3
United Capital Financial Advisors
Texas
$9.85M +$962K +11,805 +11%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$9.12M +$906K +11,115 +11%
LPL Financial
5
LPL Financial
California
$3.55M +$319K +3,915 +10%
RJA
6
Raymond James & Associates
Florida
$3.07M +$3.05M +37,424 New
Morgan Stanley
7
Morgan Stanley
New York
$2.05M +$257K +3,157 +14%
SPC
8
Sigma Planning Corp
Michigan
$1.69M +$1.68M +20,604 New
CAL
9
Capital Analysts LLC
Pennsylvania
$1.22M +$943K +11,579 +352%
AWMS
10
Advocacy Wealth Management Services
Georgia
$1.17M -$128K -1,575 -10%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.05M +$1.04M +12,760 New
Bank of America
12
Bank of America
North Carolina
$913K +$522K +6,407 +135%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$776K +$568K +6,969 +279%
MFS
14
MSI Financial Services
Massachusetts
$718K +$177K +2,169 +33%
VNA
15
Valley National Advisers
Pennsylvania
$641K +$11.6K +142 +2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$367K +$32K +393 +10%
AG
17
Advisor Group
Arizona
$309K +$45.1K +553 +17%
CA
18
Cetera Advisors
Colorado
$302K +$38K +467 +14%
CC
19
Courier Capital
New York
$300K +$3.67K +45 +1%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$297K +$24K +295 +9%
FHC
21
First Heartland Consultants
Missouri
$228K +$226K +2,777 New
JP Morgan Chase
22
JP Morgan Chase
New York
$73K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$60K +$53K +650 +833%
Wells Fargo
24
Wells Fargo
California
$55K +$20.8K +255 +62%
IA
25
IFP Advisors
Florida
$38K

SMLV Hedge Fund Activity: Q3 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2016, worth a combined $58.7M — up 40% from $42M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SMLV positions and 3 closed out — a net gain of 2 holders — while 18 added to existing stakes and 1 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.52M. The largest seller was Axa, exiting entirely with an estimated $157K sold.

  • 29 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2016, up from 27 in Q2 2016.
  • Funds reported $58.7M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2016, up 40% quarter-over-quarter.
  • 5 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2016 and 3 closed out, a net change of +2 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2016 was Ameriprise, an estimated $3.52M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2016 was Axa, an estimated $157K sold.

Based on aggregated 13F filings for Q3 2016.