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Sigma Planning Corp’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Sigma Planning Corp’s Portfolio SMAY Stock Details SMAY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$209K Sell
7,926
-223
-3% -$5.88K 0.01% 1225
2025
Q4 		$212K Sell
8,149
-8,246
-50% -$211K 0.01% 1199
2025
Q3 		$415K Sell
16,395
-209
-1% -$5.16K 0.01% 889
2025
Q2 		$398K Buy
16,604
+2,010
+14% +$46.9K 0.01% 873
2025
Q1 		$342K Sell
14,594
-431
-3% -$10.6K 0.01% 897
2024
Q4 		$372K Buy
15,025
+785
+6% +$19.6K 0.01% 849
2024
Q3 		$350K Buy
+14,240
New +$342K 0.01% 891

Other funds holding SMAY

MOS
MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
LWM
Lionshead Wealth Management New York $136M AUM 19.17% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SW
SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM

Sigma Planning Corp's SMAY Position: Q1 2026 in Review

Sigma Planning Corp reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 2.7% in Q1 2026, selling an estimated $5.88K and leaving 7,926 shares worth $209K. The position accounts for 0.01% of the portfolio, ranked #1225.

Sigma Planning Corp first reported a position in SMAY in Q3 2024 and has held it in 7 quarters since. The position peaked at $415K in Q3 2025. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

  • Sigma Planning Corp held 7,926 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $209K as of Q1 2026.
  • Sigma Planning Corp sold 223 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $5.88K.
  • FT Vest US Small Cap Moderate Buffer ETF May made up 0.01% of Sigma Planning Corp's portfolio in Q1 2026, its #1225 holding.
  • Sigma Planning Corp first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2024 and has held it in 7 quarters since.
  • Sigma Planning Corp's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $415K in Q3 2025.
  • 57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.