Sigma Planning Corp’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Sigma Planning Corp’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$225K	Sell	7,915 -11	-0.1%	-$301	0.01%	1265
2026 Q1	$209K	Sell	7,926 -223	-3%	-$5.88K	0.01%	1225
2025 Q4	$212K	Sell	8,149 -8,246	-50%	-$211K	0.01%	1199
2025 Q3	$415K	Sell	16,395 -209	-1%	-$5.16K	0.01%	889
2025 Q2	$398K	Buy	16,604 +2,010	+14%	+$46.9K	0.01%	873
2025 Q1	$342K	Sell	14,594 -431	-3%	-$10.6K	0.01%	897
2024 Q4	$372K	Buy	15,025 +785	+6%	+$19.6K	0.01%	849
2024 Q3	$350K	Buy	+14,240	New	+$342K	0.01%	891

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Sigma Planning Corp's SMAY Position: Q2 2026 in Review

Sigma Planning Corp reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 0.14% in Q2 2026, selling an estimated $301 and leaving 7,915 shares worth $225K. The position accounts for 0.01% of the portfolio, ranked #1265.

Sigma Planning Corp first reported a position in SMAY in Q3 2024 and has held it in 8 quarters since. The position peaked at $415K in Q3 2025. 66 funds tracked by Wall St. Rank hold SMAY as of Q2 2026.

Sigma Planning Corp held 7,915 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $225K as of Q2 2026.
Sigma Planning Corp sold 11 FT Vest US Small Cap Moderate Buffer ETF May shares in Q2 2026, an estimated $301.
FT Vest US Small Cap Moderate Buffer ETF May made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1265 holding.
Sigma Planning Corp first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2024 and has held it in 8 quarters since.
Sigma Planning Corp's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $415K in Q3 2025.
66 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.