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FT Vest US Small Cap Moderate Buffer ETF May

55 hedge funds and large institutions have $38.2M invested in FT Vest US Small Cap Moderate Buffer ETF May in 2024 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

4% more funds holding

Funds holding: 5355 (+2)

4.65% less ownership

Funds ownership: 57.79%53.15% (-4.6%)

13% less capital invested

Capital invested by funds: $44M → $38.2M (-$5.83M)

62% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 21

Holders
55
Holders Change
+2
Holders Change %
+3.77%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$5.23M -$200K -7,988 -4%
EMAM
2
Encompass More Asset Management
California
$2.81M +$581K +23,206 +26%
SI
3
Stephens Inc
Arkansas
$2.04M -$1.73M -69,019 -46%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$2.04M -$770K -30,786 -27%
HIS
5
Harvest Investment Services
Illinois
$1.9M +$354K +14,162 +23%
DLHL
6
Donald L. Hagan LLC
Florida
$1.8M -$29.3K -1,169 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.77M -$204K -8,149 -10%
MML Investors Services
8
MML Investors Services
Massachusetts
$1.62M -$2.37M -94,575 -59%
AWS
9
Atria Wealth Solutions
New York
$1.62M -$141K -5,627 -8%
LPL Financial
10
LPL Financial
California
$1.36M -$1.2M -48,002 -47%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.03M -$124K -4,936 -11%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1M +$20.9K +834 +2%
FHC
13
First Heartland Consultants
Missouri
$879K +$3.58K +143 +0.4%
NAM
14
NorthCrest Asset Manangement
Minnesota
$865K
Raymond James Financial
15
Raymond James Financial
Florida
$807K +$814K +32,537 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$802K -$513K -20,520 -39%
JIP
17
Jaffetilchin Investment Partners
Florida
$745K -$387K -15,465 -34%
KAS
18
Kestra Advisory Services
Texas
$714K +$10.5K +418 +1%
FPWM
19
FSB Premier Wealth Management
Iowa
$710K -$31K -1,240 -4%
IP
20
Ignite Planners
California
$612K -$46.8K -1,870 -7%
GFG
21
Grantvest Financial Group
New Jersey
$606K +$611K +24,438 New
Envestnet Portfolio Solutions
22
Envestnet Portfolio Solutions
Illinois
$598K +$34.3K +1,372 +6%
SG
23
StoneX Group
New York
$587K +$592K +23,666 New
Ameriprise
24
Ameriprise
Minnesota
$542K +$547K +21,876 New
Mariner
25
Mariner
Kansas
$462K -$39.4K -1,575 -8%

SMAY Hedge Fund Activity: Q4 2024 in Review

55 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF May (SMAY) for Q4 2024, worth a combined $38.2M — down 13% from $44M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SMAY positions and 7 closed out — a net gain of 4 holders — while 8 added to existing stakes and 21 trimmed.

The largest buyer was StoneX Group, opening a new position worth an estimated $592K. The largest seller was MML Investors Services, cutting an estimated $2.37M.

  • 55 institutional investors held FT Vest US Small Cap Moderate Buffer ETF May (SMAY) as of Q4 2024, up from 53 in Q3 2024.
  • Funds reported $38.2M of FT Vest US Small Cap Moderate Buffer ETF May stock for Q4 2024, down 13% quarter-over-quarter.
  • 11 funds opened new FT Vest US Small Cap Moderate Buffer ETF May positions in Q4 2024 and 7 closed out, a net change of +4 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May buyer in Q4 2024 was StoneX Group, an estimated $592K added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May seller in Q4 2024 was MML Investors Services, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2024.