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FT Vest US Small Cap Moderate Buffer ETF May

24 hedge funds and large institutions have $23M invested in FT Vest US Small Cap Moderate Buffer ETF May in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 10 increasing their positions, reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

71% more funds holding

Funds holding: 1424 (+10)

60% more capital invested

Capital invested by funds: $14.4M → $23M (+$8.58M)

2.44% more ownership

Funds ownership: 72.87%75.31% (+2.4%)

Holders
24
Holders Change
+10
Holders Change %
+71.43%
% of All Funds
0.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
10
Reduced
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LJAC
1
L.J. Altfest & Co
New York
$5.66M +$106K +5,081 +2%
Osaic Holdings
2
Osaic Holdings
Arizona
$5.32M +$4.79M +229,083 +704%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$1.86M +$232K +11,106 +14%
IA
4
Insight Advisors
Pennsylvania
$1.76M +$1.19M +56,921 +192%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.72M +$1.09M +52,150 +160%
FIA
6
Foundations Investment Advisors
Arizona
$1.31M +$19.2K +918 +1%
AWM
7
AE Wealth Management
Kansas
$980K +$1.01M +48,209 New
JIP
8
Jaffetilchin Investment Partners
Florida
$932K +$262K +12,562 +38%
Jane Street
9
Jane Street
New York
$544K +$559K +26,760 New
NA
10
NewEdge Advisors
Louisiana
$530K +$544K +26,052 New
ASN
11
Advisory Services Network
Georgia
$500K +$514K +24,599 New
Citadel Advisors
12
Citadel Advisors
Florida
$387K +$152K +7,281 +62%
Goldman Sachs
13
Goldman Sachs
New York
$308K +$316K +15,137 New
Mariner
14
Mariner
Kansas
$249K +$31.3K +1,500 +14%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$222K +$228K +10,926 New
SI
16
Stephens Inc
Arkansas
$208K +$213K +10,208 New
FHC
17
First Heartland Consultants
Missouri
$203K +$209K +9,997 New
NS
18
NBC Securities
Alabama
$69K +$71.8K +3,435 New
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$63.5K +$65.2K +3,121 New
HI
20
Harbour Investments
Wisconsin
$50.3K
SPIA
21
Steward Partners Investment Advisory
New York
$45.7K
UBS Group
22
UBS Group
Switzerland
$31K +$25.2K +1,206 +378%
DFA
23
DHJJ Financial Advisors
Illinois
$17.3K +$17.8K +850 New
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$5K +$4.99K +239 New
BCM
25
Brookstone Capital Management
Illinois
-$2.31M -111,737 Closed

SMAY Hedge Fund Activity: Q3 2023 in Review

24 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF May (SMAY) for Q3 2023, worth a combined $23M — up 60% from $14.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMAY positions and 2 closed out — a net gain of 10 holders — while 10 added to existing stakes and 0 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $4.79M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $2.31M sold.

  • 24 institutional investors held FT Vest US Small Cap Moderate Buffer ETF May (SMAY) as of Q3 2023, up from 14 in Q2 2023.
  • Funds reported $23M of FT Vest US Small Cap Moderate Buffer ETF May stock for Q3 2023, up 60% quarter-over-quarter.
  • 12 funds opened new FT Vest US Small Cap Moderate Buffer ETF May positions in Q3 2023 and 2 closed out, a net change of +10 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May buyer in Q3 2023 was Osaic Holdings, an estimated $4.79M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May seller in Q3 2023 was Brookstone Capital Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q3 2023.