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FT Vest US Small Cap Moderate Buffer ETF May

53 hedge funds and large institutions have $44M invested in FT Vest US Small Cap Moderate Buffer ETF May in 2024 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

23% more funds holding

Funds holding: 4353 (+10)

17% more capital invested

Capital invested by funds: $37.7M → $44M (+$6.39M)

5.86% less ownership

Funds ownership: 63.66%57.79% (-5.9%)

Holders
53
Holders Change
+10
Holders Change %
+23.26%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
20
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$5.38M -$566K -23,597 -10%
MML Investors Services
2
MML Investors Services
Massachusetts
$3.93M +$2.28M +95,017 +146%
SI
3
Stephens Inc
Arkansas
$3.72M +$694K +28,936 +24%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$2.78M -$1.1M -45,785 -29%
LPL Financial
5
LPL Financial
California
$2.52M +$1.39M +57,761 +129%
EMAM
6
Encompass More Asset Management
California
$2.21M +$1.43M +59,557 +195%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.96M +$323K +13,448 +20%
DLHL
8
Donald L. Hagan LLC
Florida
$1.81M +$300K +12,502 +20%
AWS
9
Atria Wealth Solutions
New York
$1.75M +$192K +8,018 +13%
HIS
10
Harvest Investment Services
Illinois
$1.54M +$1.5M +62,654 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.3M +$1.27M +52,864 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.14M +$793K +33,057 +250%
JIP
13
Jaffetilchin Investment Partners
Florida
$1.12M -$623K -25,968 -36%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$975K +$254K +10,577 +36%
Citadel Advisors
15
Citadel Advisors
Florida
$868K +$391K +16,286 +86%
FHC
16
First Heartland Consultants
Missouri
$868K +$618K +25,741 +269%
NAM
17
NorthCrest Asset Manangement
Minnesota
$858K
FPWM
18
FSB Premier Wealth Management
Iowa
$735K
KAS
19
Kestra Advisory Services
Texas
$698K +$17.5K +731 +3%
IP
20
Ignite Planners
California
$646K +$631K +26,285 New
Envestnet Portfolio Solutions
21
Envestnet Portfolio Solutions
Illinois
$559K +$546K +22,755 New
OMC
22
Old Mission Capital
Illinois
$511K +$499K +20,787 New
Mariner
23
Mariner
Kansas
$497K +$136K +5,675 +39%
RJA
24
Raymond James & Associates
Florida
$478K +$42.2K +1,757 +10%
IA
25
Insight Advisors
Pennsylvania
$450K -$272K -11,335 -38%

SMAY Hedge Fund Activity: Q3 2024 in Review

53 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF May (SMAY) for Q3 2024, worth a combined $44M — up 17% from $37.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMAY positions and 6 closed out — a net gain of 10 holders — while 20 added to existing stakes and 9 trimmed.

The largest buyer was MML Investors Services, adding an estimated $2.28M. The largest seller was Prospera Financial Services, exiting entirely with an estimated $5.06M sold.

  • 53 institutional investors held FT Vest US Small Cap Moderate Buffer ETF May (SMAY) as of Q3 2024, up from 43 in Q2 2024.
  • Funds reported $44M of FT Vest US Small Cap Moderate Buffer ETF May stock for Q3 2024, up 17% quarter-over-quarter.
  • 16 funds opened new FT Vest US Small Cap Moderate Buffer ETF May positions in Q3 2024 and 6 closed out, a net change of +10 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May buyer in Q3 2024 was MML Investors Services, an estimated $2.28M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May seller in Q3 2024 was Prospera Financial Services, an estimated $5.06M sold.

Based on aggregated 13F filings for Q3 2024.