We are live on ! Find out more
SMAY icon

FT Vest US Small Cap Moderate Buffer ETF May

54 hedge funds and large institutions have $40.6M invested in FT Vest US Small Cap Moderate Buffer ETF May in 2025 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 5854 (-4)

17.67% less ownership

Funds ownership: 58.88%41.21% (-18%)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

29% less capital invested

Capital invested by funds: $57.2M → $40.6M (-$16.5M)

48% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 23

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
12
Reduced
23
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$4.79M -$319K -12,941 -6%
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$3.93M +$813K +32,925 +27%
MOS
3
MGO One Seven
Ohio
$2.98M -$2.47K -100 -0.1%
LWM
4
Lionshead Wealth Management
New York
$2.12M -$1.83M -73,974 -47%
SW
5
SMART Wealth
Nebraska
$1.92M -$324K -13,125 -15%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.79M -$258K -10,442 -13%
LPL Financial
7
LPL Financial
California
$1.64M -$114K -4,601 -7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.55M -$917K -37,150 -38%
EMAM
9
Encompass More Asset Management
California
$1.5M -$627K -25,413 -30%
ASN
10
Advisory Services Network
Georgia
$1.45M +$2.99K +121 +0.2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.15M -$59.2K -2,398 -5%
ATS
12
Ashton Thomas Securities
New York
$1.11M
HIS
13
Harvest Investment Services
Illinois
$1.11M -$207K -8,391 -16%
SWA
14
SOA Wealth Advisors
New York
$1.05M +$237K +9,589 +30%
NAM
15
NorthCrest Asset Manangement
Minnesota
$978K +$73.6K +2,984 +8%
JIP
16
Jaffetilchin Investment Partners
Florida
$970K -$28.3K -1,145 -3%
DLHL
17
Donald L. Hagan LLC
Florida
$895K -$59.4K -2,405 -6%
Raymond James Financial
18
Raymond James Financial
Florida
$886K -$95.1K -3,855 -10%
ATPW
19
Ashton Thomas Private Wealth
Arizona
$817K +$796K +32,249 New
FHC
20
First Heartland Consultants
Missouri
$816K -$117K -4,752 -13%
IP
21
Ignite Planners
California
$709K -$42.9K -1,740 -6%
KAS
22
Kestra Advisory Services
Texas
$637K -$94.7K -3,839 -13%
GFG
23
Grantvest Financial Group
New Jersey
$563K -$125K -5,053 -19%
OMC
24
Old Mission Capital
Illinois
$457K +$445K +18,030 New
FPWM
25
FSB Premier Wealth Management
Iowa
$422K -$264K -10,690 -39%

SMAY Hedge Fund Activity: Q3 2025 in Review

54 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF May (SMAY) for Q3 2025, worth a combined $40.6M — down 29% from $57.2M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SMAY and 6 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 12 added.

The largest buyer was Cetera Investment Advisers, adding an estimated $813K. The largest seller was Signal Advisors Wealth, exiting entirely with an estimated $4.74M sold.

  • 54 institutional investors held FT Vest US Small Cap Moderate Buffer ETF May (SMAY) as of Q3 2025, down from 58 in Q2 2025.
  • Funds reported $40.6M of FT Vest US Small Cap Moderate Buffer ETF May stock for Q3 2025, down 29% quarter-over-quarter.
  • 6 funds opened new FT Vest US Small Cap Moderate Buffer ETF May positions in Q3 2025 and 8 closed out, a net change of -2 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May buyer in Q3 2025 was Cetera Investment Advisers, an estimated $813K added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May seller in Q3 2025 was Signal Advisors Wealth, an estimated $4.74M sold.

Based on aggregated 13F filings for Q3 2025.