Cetera Investment Advisers’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Cetera Investment Advisers’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.63M	Sell	99,950 -48,846	-33%	-$1.29M	﹤0.01%	2031
2025 Q4	$3.86M	Sell	148,796 -6,434	-4%	-$165K	﹤0.01%	1646
2025 Q3	$3.93M	Buy	155,230 +32,925	+27%	+$813K	﹤0.01%	1620
2025 Q2	$2.93M	Buy	122,305 +65,950	+117%	+$1.54M	﹤0.01%	1564
2025 Q1	$1.32M	Sell	56,355 -25,836	-31%	-$636K	﹤0.01%	2046
2024 Q4	$2.04M	Sell	82,191 -30,786	-27%	-$770K	﹤0.01%	1645
2024 Q3	$2.78M	Sell	112,977 -45,785	-29%	-$1.1M	0.01%	1373
2024 Q2	$3.7M	Buy	158,762 +61,841	+64%	+$1.42M	0.01%	1167
2024 Q1	$2.22M	Sell	96,921 -2,370	-2%	-$52.3K	0.01%	1464
2023 Q4	$2.19M	Buy	99,291 +7,930	+9%	+$163K	0.02%	764
2023 Q3	$1.86M	Buy	91,361 +11,106	+14%	+$232K	0.02%	783
2023 Q2	$1.67M	Buy	+80,255	New	+$1.64M	0.01%	847

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $154M AUM 25.99% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers's SMAY Position: Q1 2026 in Review

Cetera Investment Advisers reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 33% in Q1 2026, selling an estimated $1.29M and leaving 99,950 shares worth $2.63M. The position accounts for ﹤0.01% of the portfolio, ranked #2031.

Cetera Investment Advisers first reported a position in SMAY in Q2 2023 and has held it in 12 quarters since. The position peaked at $3.93M in Q3 2025. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

Cetera Investment Advisers held 99,950 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $2.63M as of Q1 2026.
Cetera Investment Advisers sold 48,846 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $1.29M.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #2031 holding.
Cetera Investment Advisers first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q2 2023 and has held it in 12 quarters since.
Cetera Investment Advisers's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $3.93M in Q3 2025.
57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.