LPL Financial’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

LPL Financial’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.84M	Buy	69,854 +4,302	+7%	+$113K	﹤0.01%	3596
2025 Q4	$1.7M	Buy	65,552 +833	+1%	+$21.3K	﹤0.01%	3547
2025 Q3	$1.64M	Sell	64,719 -4,601	-7%	-$114K	﹤0.01%	3499
2025 Q2	$1.66M	Buy	69,320 +21,304	+44%	+$497K	﹤0.01%	3298
2025 Q1	$1.13M	Sell	48,016 -6,651	-12%	-$164K	﹤0.01%	3452
2024 Q4	$1.36M	Sell	54,667 -48,002	-47%	-$1.2M	﹤0.01%	3228
2024 Q3	$2.52M	Buy	102,669 +57,761	+129%	+$1.39M	﹤0.01%	2510
2024 Q2	$1.05M	Buy	44,908 +5,840	+15%	+$134K	﹤0.01%	3211
2024 Q1	$896K	Sell	39,068 -2,005	-5%	-$44.3K	﹤0.01%	3290
2023 Q4	$904K	Buy	+41,073	New	+$845K	﹤0.01%	3130

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $154M AUM 25.99% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

LPL Financial's SMAY Position: Q1 2026 in Review

LPL Financial increased its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 6.6% in Q1 2026, buying an estimated $113K and bringing the position to 69,854 shares worth $1.84M. The position accounts for ﹤0.01% of the portfolio, ranked #3596.

LPL Financial first reported a position in SMAY in Q4 2023 and has held it in 10 quarters since. The position peaked at $2.52M in Q3 2024. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

LPL Financial held 69,854 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $1.84M as of Q1 2026.
LPL Financial bought 4,302 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $113K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #3596 holding.
LPL Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q4 2023 and has held it in 10 quarters since.
LPL Financial's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $2.52M in Q3 2024.
57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.