LPL Financial’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

LPL Financial’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.6M	Buy	91,607 +21,753	+31%	+$596K	﹤0.01%	3464
2026 Q1	$1.84M	Buy	69,854 +4,302	+7%	+$113K	﹤0.01%	3596
2025 Q4	$1.7M	Buy	65,552 +833	+1%	+$21.3K	﹤0.01%	3547
2025 Q3	$1.64M	Sell	64,719 -4,601	-7%	-$114K	﹤0.01%	3499
2025 Q2	$1.66M	Buy	69,320 +21,304	+44%	+$497K	﹤0.01%	3298
2025 Q1	$1.13M	Sell	48,016 -6,651	-12%	-$164K	﹤0.01%	3452
2024 Q4	$1.36M	Sell	54,667 -48,002	-47%	-$1.2M	﹤0.01%	3228
2024 Q3	$2.52M	Buy	102,669 +57,761	+129%	+$1.39M	﹤0.01%	2510
2024 Q2	$1.05M	Buy	44,908 +5,840	+15%	+$134K	﹤0.01%	3211
2024 Q1	$896K	Sell	39,068 -2,005	-5%	-$44.3K	﹤0.01%	3290
2023 Q4	$904K	Buy	+41,073	New	+$845K	﹤0.01%	3130

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

LPL Financial's SMAY Position: Q2 2026 in Review

LPL Financial increased its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 31% in Q2 2026, buying an estimated $596K and bringing the position to 91,607 shares worth $2.6M. The position accounts for ﹤0.01% of the portfolio, ranked #3464.

LPL Financial first reported a position in SMAY in Q4 2023 and has held it in 11 quarters since. 67 funds tracked by Wall St. Rank hold SMAY as of Q2 2026.

LPL Financial held 91,607 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $2.6M as of Q2 2026.
LPL Financial bought 21,753 FT Vest US Small Cap Moderate Buffer ETF May shares in Q2 2026, an estimated $596K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3464 holding.
LPL Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q4 2023 and has held it in 11 quarters since.
67 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.