LPL Financial’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

LPL Financial’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.5M	Sell	90,166 -1,441	-2%	-$40.8K	﹤0.01%	3547
2026 Q2	$2.6M	Buy	91,607 +21,753	+31%	+$596K	﹤0.01%	3464
2026 Q1	$1.84M	Buy	69,854 +4,302	+7%	+$113K	﹤0.01%	3596
2025 Q4	$1.7M	Buy	65,552 +833	+1%	+$21.3K	﹤0.01%	3547
2025 Q3	$1.64M	Sell	64,719 -4,601	-7%	-$114K	﹤0.01%	3499
2025 Q2	$1.66M	Buy	69,320 +21,304	+44%	+$497K	﹤0.01%	3298
2025 Q1	$1.13M	Sell	48,016 -6,651	-12%	-$164K	﹤0.01%	3452
2024 Q4	$1.36M	Sell	54,667 -48,002	-47%	-$1.2M	﹤0.01%	3228
2024 Q3	$2.52M	Buy	102,669 +57,761	+129%	+$1.39M	﹤0.01%	2510
2024 Q2	$1.05M	Buy	44,908 +5,840	+15%	+$134K	﹤0.01%	3211
2024 Q1	$896K	Sell	39,068 -2,005	-5%	-$44.3K	﹤0.01%	3290
2023 Q4	$904K	Buy	+41,073	New	+$845K	﹤0.01%	3130

Other funds holding SMAY

MGO One Seven Beachwood, Ohio $6.08B AUM 21.44% 1-Year Est. Return

BFI Wealth Solutions Dallas, Texas $146M AUM 11.97% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

NorthCrest Asset Manangement Plymouth, Minnesota $4.24B AUM 32.82% 1-Year Est. Return

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

Ignite Planners San Clemente, California $769M AUM 18.29% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Lionshead Wealth Management New York $148M AUM 20.05% 1-Year Est. Return

Optivise Advisory Services Franklin, Tennessee $204M AUM 18.76% 1-Year Est. Return

LPL Financial's SMAY Position: Q3 2026 in Review

LPL Financial reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 1.6% in Q3 2026, selling an estimated $40.8K and leaving 90,166 shares worth $2.5M. The position accounts for ﹤0.01% of the portfolio, ranked #3547.

LPL Financial first reported a position in SMAY in Q4 2023 and has held it in 12 quarters since. The position peaked at $2.6M in Q2 2026. 34 funds tracked by Wall St. Rank hold SMAY as of Q3 2026.

LPL Financial held 90,166 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $2.5M as of Q3 2026.
LPL Financial sold 1,441 FT Vest US Small Cap Moderate Buffer ETF May shares in Q3 2026, an estimated $40.8K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #3547 holding.
LPL Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q4 2023 and has held it in 12 quarters since.
LPL Financial's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $2.6M in Q2 2026.
34 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.