AE Wealth Management’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

AE Wealth Management’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$11.3K	Hold	429	–	–	﹤0.01%	2252
2025 Q4	$11.1K	Hold	429	–	–	﹤0.01%	2128
2025 Q3	$10.9K	Buy	429 +35	+9%	+$864	﹤0.01%	1987
2025 Q2	$9.44K	Sell	394 -3,181	-89%	-$74.2K	﹤0.01%	1884
2025 Q1	$83.8K	Sell	3,575 -4,971	-58%	-$122K	﹤0.01%	1486
2024 Q4	$212K	Buy	+8,546	New	+$214K	﹤0.01%	1251
2023 Q4	–	Sell	-48,209	Closed	-$980K	–	2171
2023 Q3	$980K	Buy	+48,209	New	+$1.01M	0.01%	1105

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $136M AUM 19.17% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

AE Wealth Management's SMAY Position: Q1 2026 in Review

AE Wealth Management held its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) position steady in Q1 2026 at 429 shares worth $11.3K. The position accounts for ﹤0.01% of the portfolio, ranked #2252.

AE Wealth Management first reported a position in SMAY in Q3 2023 and has held it in 7 quarters since. The position peaked at $980K in Q3 2023. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

AE Wealth Management held 429 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $11.3K as of Q1 2026.
AE Wealth Management left its FT Vest US Small Cap Moderate Buffer ETF May share count unchanged in Q1 2026.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #2252 holding.
AE Wealth Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2023 and has held it in 7 quarters since.
AE Wealth Management's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $980K in Q3 2023.
57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.