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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWM icon
1051
Howmet Aerospace
HWM
$103B
$364K 0.01%
1,355
-246
-15% -$63.2K
ACWX icon
1052
iShares MSCI ACWI ex US ETF
ACWX
$12.7B
$362K 0.01%
4,763
-5,376
-53% -$400K
FBT icon
1053
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.95B
$361K 0.01%
+1,458
New +$314K
ESGG icon
1054
Northern Trust STOXX Global ESG Select ETF
ESGG
$115M
$361K 0.01%
1,549
+33
+2% +$7.34K
EEMS icon
1055
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$379M
$361K 0.01%
4,758
+18
+0.4% +$1.36K
NUKZ icon
1056
Range Nuclear Renaissance Index ETF
NUKZ
$754M
$360K 0.01%
5,283
+1,118
+27% +$79K
FMHI icon
1057
First Trust Municipal High Income ETF
FMHI
$1.03B
$359K 0.01%
7,405
+794
+12% +$38.2K
NWL icon
1058
Newell Brands
NWL
$2.6B
$359K 0.01%
58,441
+3,887
+7% +$16.4K
PJAN icon
1059
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$357K 0.01%
7,216
-91
-1% -$4.43K
EAGG icon
1060
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.07B
$357K 0.01%
7,532
+2,400
+47% +$114K
PSL icon
1061
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.1M
$356K 0.01%
3,182
-4
-0.1% -$442
RGTI icon
1062
Rigetti Computing
RGTI
$5.07B
$356K 0.01%
18,410
+5,979
+48% +$116K
DON icon
1063
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$355K 0.01%
6,280
+8
+0.1% +$441
MOS icon
1064
The Mosaic Company
MOS
$8.22B
$353K 0.01%
16,657
+3,249
+24% +$75.1K
TEL icon
1065
TE Connectivity
TEL
$60.4B
$352K 0.01%
1,747
+212
+14% +$45.2K
UITB icon
1066
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.67B
$352K 0.01%
7,518
-3,990
-35% -$187K
VELO
1067
Velo3D Inc
VELO
$373M
$351K 0.01%
+20,000
New +$347K
APA icon
1068
APA Corp
APA
$15B
$351K 0.01%
10,762
-7,382
-41% -$277K
GUNR icon
1069
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
$7.36B
$350K 0.01%
7,111
-68
-0.9% -$3.66K
MELI icon
1070
Mercado Libre
MELI
$100B
$350K 0.01%
206
+17
+9% +$29K
IQV icon
1071
IQVIA
IQV
$44.1B
$350K 0.01%
+1,810
New +$316K
KOCT icon
1072
Innovator US Small Cap Power Buffer ETF October
KOCT
$132M
$350K 0.01%
9,359
+60
+0.6% +$2.17K
NVO
1073
Novo Nordisk
NVO
$206B
$349K 0.01%
7,290
-132
-2% -$5.67K
WPC icon
1074
W.P. Carey
WPC
$16B
$346K 0.01%
4,840
-146
-3% -$10.7K
SBLK icon
1075
Star Bulk Carriers
SBLK
$3.62B
$345K 0.01%
13,802
-717
-5% -$18.5K
41 42
43
44 45

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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.