Sigma Planning Corp’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

Sigma Planning Corp’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$325K	Sell	11,990 -22	-0.2%	-$579	0.01%	1100
2026 Q1	$298K	Sell	12,012 -48	-0.4%	-$1.21K	0.01%	1053
2025 Q4	$298K	Sell	12,060 -6,854	-36%	-$170K	0.01%	1029
2025 Q3	$468K	Sell	18,914 -51	-0.3%	-$1.22K	0.01%	848
2025 Q2	$438K	Sell	18,965 -373	-2%	-$8.27K	0.01%	838
2025 Q1	$427K	Sell	19,338 -230	-1%	-$5.28K	0.01%	797
2024 Q4	$452K	Buy	+19,568	New	+$457K	0.01%	771

Other funds holding SNOV

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Sigma Planning Corp's SNOV Position: Q2 2026 in Review

Sigma Planning Corp reduced its FT Vest US Small Cap Moderate Buffer ETF November (SNOV) stake by 0.18% in Q2 2026, selling an estimated $579 and leaving 11,990 shares worth $325K. The position accounts for 0.01% of the portfolio, ranked #1100.

Sigma Planning Corp first reported a position in SNOV in Q4 2024 and has held it in 7 quarters since. The position peaked at $468K in Q3 2025. 55 funds tracked by Wall St. Rank hold SNOV as of Q2 2026.

Sigma Planning Corp held 11,990 shares of FT Vest US Small Cap Moderate Buffer ETF November worth $325K as of Q2 2026.
Sigma Planning Corp sold 22 FT Vest US Small Cap Moderate Buffer ETF November shares in Q2 2026, an estimated $579.
FT Vest US Small Cap Moderate Buffer ETF November made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1100 holding.
Sigma Planning Corp first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q4 2024 and has held it in 7 quarters since.
Sigma Planning Corp's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $468K in Q3 2025.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.