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FT Vest US Small Cap Moderate Buffer ETF November

64 hedge funds and large institutions have $44.8M invested in FT Vest US Small Cap Moderate Buffer ETF November in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

8% more funds holding

Funds holding: 5964 (+5)

0.98% less ownership

Funds ownership: 43.04%42.06% (-0.98%)

3% less capital invested

Capital invested by funds: $46.5M → $44.8M (-$1.62M)

37% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 19

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
19
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$7.61M +$2.22M +88,089 +40%
MW
2
Maia Wealth
Colorado
$5.83M -$78.7K -3,122 -1%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$2.98M -$1.48M -58,604 -33%
PAS
4
Park Avenue Securities
New York
$2.65M +$55.7K +2,209 +2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.6M -$286K -11,362 -10%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.9M -$613K -24,323 -24%
NAM
7
NorthCrest Asset Manangement
Minnesota
$1.65M -$347K -13,750 -17%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.59M
Raymond James Financial
9
Raymond James Financial
Florida
$1.59M -$656K -26,023 -29%
BWS
10
BFI Wealth Solutions
Texas
$1.31M -$22.1K -875 -2%
GFG
11
Grantvest Financial Group
New Jersey
$1.29M -$9.02K -358 -0.7%
LPL Financial
12
LPL Financial
California
$1.21M +$148K +5,870 +14%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.2M +$656K +26,028 +117%
MOS
14
MGO One Seven
Ohio
$1.15M +$45.6K +1,810 +4%
Truist Financial
15
Truist Financial
North Carolina
$1.1M -$13.2K -524 -1%
KAS
16
Kestra Advisory Services
Texas
$960K +$203K +8,068 +26%
QCIG
17
Quad-Cities Investment Group
Iowa
$719K +$91.9K +3,646 +14%
IP
18
Ignite Planners
California
$690K -$50.7K -2,013 -7%
PAG
19
Private Advisor Group
New Jersey
$551K
Mariner
20
Mariner
Kansas
$532K -$58K -2,300 -10%
OMC
21
Old Mission Capital
Illinois
$418K +$156K +6,178 +58%
KWA
22
Kingswood Wealth Advisors
California
$403K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$348K +$11.1K +441 +3%
OWA
24
Octavia Wealth Advisors
Ohio
$337K
KPWS
25
Kestra Private Wealth Services
Texas
$314K

SNOV Hedge Fund Activity: Q1 2026 in Review

64 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF November (SNOV) for Q1 2026, worth a combined $44.8M — down 3.5% from $46.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SNOV positions and 2 closed out — a net gain of 5 holders — while 12 added to existing stakes and 19 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $2.22M. The largest seller was Advisory Services Network, cutting an estimated $1.5M.

  • 64 institutional investors held FT Vest US Small Cap Moderate Buffer ETF November (SNOV) as of Q1 2026, up from 59 in Q4 2025.
  • Funds reported $44.8M of FT Vest US Small Cap Moderate Buffer ETF November stock for Q1 2026, down 3.5% quarter-over-quarter.
  • 7 funds opened new FT Vest US Small Cap Moderate Buffer ETF November positions in Q1 2026 and 2 closed out, a net change of +5 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November buyer in Q1 2026 was Osaic Holdings, an estimated $2.22M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November seller in Q1 2026 was Advisory Services Network, an estimated $1.5M sold.

Based on aggregated 13F filings for Q1 2026.