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FT Vest US Small Cap Moderate Buffer ETF November

56 hedge funds and large institutions have $55.5M invested in FT Vest US Small Cap Moderate Buffer ETF November in 2025 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Raymond James Financial
1
Raymond James Financial
Florida
$9.58M -$146K -6,326 -2%
FHC
2
First Heartland Consultants
Missouri
$5.01M -$213K -9,201 -4%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.56M -$1.51M -65,207 -25%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.1M -$358K -15,514 -8%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$3.27M +$118K +5,118 +4%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$3.01M -$618K -26,759 -17%
LPL Financial
7
LPL Financial
California
$2.85M +$476K +20,599 +20%
MW
8
Maia Wealth
Colorado
$2.68M -$73.8K -3,196 -3%
GRP
9
Global Retirement Partners
California
$2.12M +$2.12M +91,788 New
BRWA
10
B. Riley Wealth Advisors
Florida
$1.44M +$1.44M +62,485 New
ASN
11
Advisory Services Network
Georgia
$1.37M +$234K +10,048 +21%
GFG
12
Grantvest Financial Group
New Jersey
$1.32M +$22.1K +958 +2%
Truist Financial
13
Truist Financial
North Carolina
$1.14M
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$979K -$171K -7,400 -15%
NAM
15
NorthCrest Asset Manangement
Minnesota
$903K -$371K -15,760 -29%
KAS
16
Kestra Advisory Services
Texas
$815K +$87.9K +3,807 +12%
GIM
17
Guild Investment Management
California
$763K +$763K +33,040 New
Mariner
18
Mariner
Kansas
$730K -$43.9K -1,900 -6%
OMC
19
Old Mission Capital
Illinois
$698K +$474K +20,510 +211%
IP
20
Ignite Planners
California
$634K +$36K +1,530 +6%
FFA
21
Farther Finance Advisors
California
$575K +$575K +24,900 New
QCIG
22
Quad-Cities Investment Group
Iowa
$501K -$11.8K -511 -2%
HAM
23
Hickory Asset Management
Ohio
$493K
PAS
24
Park Avenue Securities
New York
$455K -$37.8K -1,636 -8%
SPC
25
Sigma Planning Corp
Michigan
$438K -$8.62K -373 -2%