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FT Vest US Small Cap Moderate Buffer ETF November

51 hedge funds and large institutions have $71.5M invested in FT Vest US Small Cap Moderate Buffer ETF November in 2025 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more capital invested

Capital invested by funds: $57.1M → $71.5M (+$14.5M)

1.53% more ownership

Funds ownership: 53.1%54.63% (+1.5%)

9% less funds holding

Funds holding: 5651 (-5)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
16
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$10.5M +$235K +9,824 +2%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$10.2M +$9.83M +410,844 New
UWP
3
Uniting Wealth Partners
Kansas
$6.8M +$6.58M +275,226 New
Osaic Holdings
4
Osaic Holdings
Arizona
$6.55M -$8.08K -338 -0.1%
MW
5
Maia Wealth
Colorado
$6.21M +$3.2M +133,658 +115%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$3.95M +$438K +18,302 +13%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.19M -$1.16M -48,436 -27%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.65M -$555K -23,222 -18%
PAS
9
Park Avenue Securities
New York
$2.49M +$1.93M +80,860 +410%
ASN
10
Advisory Services Network
Georgia
$1.45M -$1.91K -80 -0.1%
BRWA
11
B. Riley Wealth Advisors
Florida
$1.4M -$143K -5,975 -10%
GFG
12
Grantvest Financial Group
New Jersey
$1.39M -$18K -751 -1%
NAM
13
NorthCrest Asset Manangement
Minnesota
$1.31M +$341K +14,250 +37%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.26M +$801K +33,496 +194%
Truist Financial
15
Truist Financial
North Carolina
$1.16M -$52.6K -2,200 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.04M -$6.58K -275 -0.6%
LPL Financial
17
LPL Financial
California
$992K -$1.99M -83,196 -67%
AA
18
ACT Advisors
North Carolina
$768K +$743K +31,050 New
KAS
19
Kestra Advisory Services
Texas
$763K -$105K -4,408 -12%
IP
20
Ignite Planners
California
$686K +$18.4K +771 +3%
Mariner
21
Mariner
Kansas
$677K -$101K -4,230 -13%
QCIG
22
Quad-Cities Investment Group
Iowa
$577K +$39.8K +1,664 +8%
HF
23
HRT Financial
New York
$495K +$480K +20,054 New
SPC
24
Sigma Planning Corp
Michigan
$468K -$1.22K -51 -0.3%
KWA
25
Kingswood Wealth Advisors
California
$411K +$59.8K +2,500 +18%

SNOV Hedge Fund Activity: Q3 2025 in Review

51 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF November (SNOV) for Q3 2025, worth a combined $71.5M — up 25% from $57.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SNOV and 9 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 10 added.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $9.83M. The largest seller was First Heartland Consultants, exiting entirely with an estimated $5.01M sold.

  • 51 institutional investors held FT Vest US Small Cap Moderate Buffer ETF November (SNOV) as of Q3 2025, down from 56 in Q2 2025.
  • Funds reported $71.5M of FT Vest US Small Cap Moderate Buffer ETF November stock for Q3 2025, up 25% quarter-over-quarter.
  • 9 funds opened new FT Vest US Small Cap Moderate Buffer ETF November positions in Q3 2025 and 11 closed out, a net change of -2 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November buyer in Q3 2025 was Envestnet Asset Management, an estimated $9.83M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November seller in Q3 2025 was First Heartland Consultants, an estimated $5.01M sold.

Based on aggregated 13F filings for Q3 2025.