LPL Financial’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

LPL Financial’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.21M	Buy	48,746 +5,870	+14%	+$148K	﹤0.01%	4008
2025 Q4	$1.06M	Buy	42,876 +2,749	+7%	+$68K	﹤0.01%	4020
2025 Q3	$992K	Sell	40,127 -83,196	-67%	-$1.99M	﹤0.01%	4009
2025 Q2	$2.85M	Buy	123,323 +20,599	+20%	+$457K	﹤0.01%	2796
2025 Q1	$2.27M	Buy	+102,724	New	+$2.36M	﹤0.01%	2833

Other funds holding SNOV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PAS

Park Avenue Securities New York $12.8B AUM 19.38% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

LPL Financial's SNOV Position: Q1 2026 in Review

LPL Financial increased its FT Vest US Small Cap Moderate Buffer ETF November (SNOV) stake by 14% in Q1 2026, buying an estimated $148K and bringing the position to 48,746 shares worth $1.21M. The position accounts for ﹤0.01% of the portfolio, ranked #4008.

LPL Financial first reported a position in SNOV in Q1 2025 and has held it in 5 quarters since. The position peaked at $2.85M in Q2 2025. 64 funds tracked by Wall St. Rank hold SNOV as of Q1 2026.

LPL Financial held 48,746 shares of FT Vest US Small Cap Moderate Buffer ETF November worth $1.21M as of Q1 2026.
LPL Financial bought 5,870 FT Vest US Small Cap Moderate Buffer ETF November shares in Q1 2026, an estimated $148K.
FT Vest US Small Cap Moderate Buffer ETF November made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4008 holding.
LPL Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q1 2025 and has held it in 5 quarters since.
LPL Financial's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $2.85M in Q2 2025.
64 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.