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Guild Investment Management’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

Guild Investment Management’s Portfolio SNOV Stock Details SNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-33,040
Closed -$763K – 56
2025
Q2 		$763K Buy
+33,040
New +$733K 0.66% 33

Other funds holding SNOV

Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
MW
Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Guild Investment Management's SNOV Position: Q3 2025 in Review

Guild Investment Management sold out of FT Vest US Small Cap Moderate Buffer ETF November (SNOV) in Q3 2025, closing a stake of 33,040 shares — an estimated $763K sold.

Guild Investment Management first reported a position in SNOV in Q2 2025 and held it in 1 quarter. The position peaked at $763K in Q2 2025. 51 funds tracked by Wall St. Rank hold SNOV as of Q3 2025.

  • Guild Investment Management reported no remaining FT Vest US Small Cap Moderate Buffer ETF November position as of Q3 2025 after selling out during the quarter.
  • Guild Investment Management sold 33,040 FT Vest US Small Cap Moderate Buffer ETF November shares in Q3 2025, an estimated $763K.
  • Guild Investment Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q2 2025 and held it in 1 quarter.
  • Guild Investment Management's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $763K in Q2 2025.
  • 51 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q3 2025.

Based on Guild Investment Management's 13F filing for Q3 2025, filed 5 Nov 2025.