HRT Financial’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

HRT Financial’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$392K	Buy	+14,489	New	+$381K	﹤0.01%	2883
2025 Q4	–	Sell	-20,054	Closed	-$495K	–	3974
2025 Q3	$495K	Buy	+20,054	New	+$480K	﹤0.01%	1907

Other funds holding SNOV

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

HRT Financial's SNOV Position: Q2 2026 in Review

HRT Financial opened a new position in FT Vest US Small Cap Moderate Buffer ETF November (SNOV) in Q2 2026: 14,489 shares worth $392K. The stake represents ﹤0.01% of the portfolio and ranks #2883 among its holdings. This is a return to the name: HRT Financial previously reported a position in SNOV as recently as Q3 2025.

HRT Financial first reported a position in SNOV in Q3 2025 and has held it in 2 quarters since. The position peaked at $495K in Q3 2025. 55 funds tracked by Wall St. Rank hold SNOV as of Q2 2026.

HRT Financial held 14,489 shares of FT Vest US Small Cap Moderate Buffer ETF November worth $392K as of Q2 2026.
FT Vest US Small Cap Moderate Buffer ETF November was a new HRT Financial position in Q2 2026.
FT Vest US Small Cap Moderate Buffer ETF November made up ﹤0.01% of HRT Financial's portfolio in Q2 2026, its #2883 holding.
HRT Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q3 2025 and has held it in 2 quarters since.
HRT Financial's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $495K in Q3 2025.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q2 2026.

Based on HRT Financial's 13F filing for Q2 2026, filed 14 Aug 2026.