Sigma Planning Corp’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Sigma Planning Corp’s Portfolio KOCT Stock Details KOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$355K	Buy	9,408 +49	+0.5%	+$1.85K	0.01%	988
2026 Q2	$350K	Buy	9,359 +60	+0.6%	+$2.17K	0.01%	1072
2026 Q1	$315K	Sell	9,299 -28,494	-75%	-$981K	0.01%	1034
2025 Q4	$1.27M	Buy	+37,793	New	+$1.26M	0.04%	459
2025 Q2	–	Sell	-13,687	Closed	-$401K	–	1301
2025 Q1	$401K	Sell	13,687 -3,444	-20%	-$105K	0.01%	814
2024 Q4	$524K	Buy	+17,131	New	+$529K	0.02%	728

Other funds holding KOCT

BFI Wealth Solutions Dallas, Texas $146M AUM 11.97% 1-Year Est. Return

DHJJ Financial Advisors Naperville, Illinois $349M AUM 14.55% 1-Year Est. Return

Global Strategic Investment Solutions Scottsdale, Arizona $1.14B AUM 12.88% 1-Year Est. Return

Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Fragasso Financial Advisors Sewickley, Pennsylvania $1.99B AUM 16.69% 1-Year Est. Return

Long Island Wealth Management Melville, New York $256M AUM 12.83% 1-Year Est. Return

CIA

Cape Investment Advisory Mcdonough, Georgia $388M AUM 17.15% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Sigma Planning Corp's KOCT Position: Q3 2026 in Review

Sigma Planning Corp increased its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 0.52% in Q3 2026, buying an estimated $1.85K and bringing the position to 9,408 shares worth $355K. The position accounts for 0.01% of the portfolio, ranked #988.

Sigma Planning Corp first reported a position in KOCT in Q4 2024 and has held it in 6 quarters since. The position peaked at $1.27M in Q4 2025. 30 funds tracked by Wall St. Rank hold KOCT as of Q3 2026.

Sigma Planning Corp held 9,408 shares of Innovator US Small Cap Power Buffer ETF October worth $355K as of Q3 2026.
Sigma Planning Corp bought 49 Innovator US Small Cap Power Buffer ETF October shares in Q3 2026, an estimated $1.85K.
Innovator US Small Cap Power Buffer ETF October made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #988 holding.
Sigma Planning Corp first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2024 and has held it in 6 quarters since.
Sigma Planning Corp's Innovator US Small Cap Power Buffer ETF October position peaked at $1.27M in Q4 2025.
30 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.