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Sigma Planning Corp’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Sigma Planning Corp’s Portfolio KOCT Stock Details KOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$315K Sell
9,299
-28,494
-75% -$981K 0.01% 1034
2025
Q4 		$1.27M Buy
+37,793
New +$1.26M 0.04% 459
2025
Q2 		– Sell
-13,687
Closed -$401K – 1301
2025
Q1 		$401K Sell
13,687
-3,444
-20% -$105K 0.01% 814
2024
Q4 		$524K Buy
+17,131
New +$529K 0.02% 728

Other funds holding KOCT

HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $222M AUM 13.65% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GSIS
Global Strategic Investment Solutions Scottsdale, Arizona $1.03B AUM 16.75% 1-Year Est. Return

Sigma Planning Corp's KOCT Position: Q1 2026 in Review

Sigma Planning Corp reduced its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 75% in Q1 2026, selling an estimated $981K and leaving 9,299 shares worth $315K. The position accounts for 0.01% of the portfolio, ranked #1034.

Sigma Planning Corp first reported a position in KOCT in Q4 2024 and has held it in 4 quarters since. The position peaked at $1.27M in Q4 2025. 94 funds tracked by Wall St. Rank hold KOCT as of Q1 2026.

  • Sigma Planning Corp held 9,299 shares of Innovator US Small Cap Power Buffer ETF October worth $315K as of Q1 2026.
  • Sigma Planning Corp sold 28,494 Innovator US Small Cap Power Buffer ETF October shares in Q1 2026, an estimated $981K.
  • Innovator US Small Cap Power Buffer ETF October made up 0.01% of Sigma Planning Corp's portfolio in Q1 2026, its #1034 holding.
  • Sigma Planning Corp first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2024 and has held it in 4 quarters since.
  • Sigma Planning Corp's Innovator US Small Cap Power Buffer ETF October position peaked at $1.27M in Q4 2025.
  • 94 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.