Sigma Planning Corp’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Sigma Planning Corp’s Portfolio KOCT Stock Details KOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$350K	Buy	9,359 +60	+0.6%	+$2.17K	0.01%	1072
2026 Q1	$315K	Sell	9,299 -28,494	-75%	-$981K	0.01%	1034
2025 Q4	$1.27M	Buy	+37,793	New	+$1.26M	0.04%	459
2025 Q2	–	Sell	-13,687	Closed	-$401K	–	1301
2025 Q1	$401K	Sell	13,687 -3,444	-20%	-$105K	0.01%	814
2024 Q4	$524K	Buy	+17,131	New	+$529K	0.02%	728

Other funds holding KOCT

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

CFGF

Compass Financial Group (Florida) Deerfield Beach, Florida $237M AUM 16.05% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

SAG

SageView Advisory Group Newport Beach, California $3.05B AUM 18.61% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Sigma Planning Corp's KOCT Position: Q2 2026 in Review

Sigma Planning Corp increased its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 0.65% in Q2 2026, buying an estimated $2.17K and bringing the position to 9,359 shares worth $350K. The position accounts for 0.01% of the portfolio, ranked #1072.

Sigma Planning Corp first reported a position in KOCT in Q4 2024 and has held it in 5 quarters since. The position peaked at $1.27M in Q4 2025. 96 funds tracked by Wall St. Rank hold KOCT as of Q2 2026.

Sigma Planning Corp held 9,359 shares of Innovator US Small Cap Power Buffer ETF October worth $350K as of Q2 2026.
Sigma Planning Corp bought 60 Innovator US Small Cap Power Buffer ETF October shares in Q2 2026, an estimated $2.17K.
Innovator US Small Cap Power Buffer ETF October made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1072 holding.
Sigma Planning Corp first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2024 and has held it in 5 quarters since.
Sigma Planning Corp's Innovator US Small Cap Power Buffer ETF October position peaked at $1.27M in Q4 2025.
96 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.