We are live on ! Find out more
KOCT icon

Innovator US Small Cap Power Buffer ETF October
KOCT

95 hedge funds and large institutions have $92.3M invested in Innovator US Small Cap Power Buffer ETF October in 2025 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

80% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 20

28% more capital invested

Capital invested by funds: $72M → $92.3M (+$20.3M)

10% more funds holding

Funds holding: 86 → 95 (+9)

4.49% more ownership

Funds ownership: 66.68% → 71.17% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
95
Holders Change
+9
Holders Change %
+10.47%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
17
Increased
36
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PS
Principal Securities
Iowa
+$5.33M
2
SAG
SageView Advisory Group
California
+$3.61M
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$2.12M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.42M
5
SPC
Sigma Planning Corp
Michigan
+$1.26M

Top Sellers

1
VBFP
Valtinson Bruner Financial Planning
Minnesota
-$2.52M
2
CWG
Crown Wealth Group
North Carolina
-$1.36M
3
Truist Financial
Truist Financial
North Carolina
-$778K
4
TWM
Tradition Wealth Management
Minnesota
-$643K
5
AI
Accredited Investors
Minnesota
-$637K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGF
1
Compass Financial Group (Florida)
Florida
$8.12M -$66.1K -1,983 -0.8%
Osaic Holdings
2
Osaic Holdings
Arizona
$6.25M +$441K +13,232 +8%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$6.07M +$2.12M +63,429 +54%
PS
4
Principal Securities
Iowa
$5.63M +$5.33M +159,914 +2,207%
SAG
5
SageView Advisory Group
California
$5.49M +$3.61M +108,212 +197%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.83M +$1.42M +42,642 +42%
BWS
7
BFI Wealth Solutions
Texas
$2.44M +$2.41M +72,386 New
GSIS
8
Global Strategic Investment Solutions
Arizona
$2.27M -$238K -7,149 -10%
LPL Financial
9
LPL Financial
California
$1.86M +$297K +8,912 +19%
Truist Financial
10
Truist Financial
North Carolina
$1.78M -$778K -23,332 -31%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.73M -$591K -17,715 -26%
DFA
12
DHJJ Financial Advisors
Illinois
$1.72M +$203K +6,080 +13%
CC
13
Commons Capital
Massachusetts
$1.5M +$1.13M +33,891 +320%
VBFP
14
Valtinson Bruner Financial Planning
Minnesota
$1.45M -$2.52M -75,608 -64%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.43M +$75.4K +2,260 +6%
Raymond James Financial
16
Raymond James Financial
Florida
$1.31M +$685K +20,546 +113%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$1.3M +$44.6K +1,338 +4%
Focus Partners Wealth
18
Focus Partners Wealth
Massachusetts
$1.3M -$86.7K -2,600 -6%
SPC
19
Sigma Planning Corp
Michigan
$1.27M +$1.26M +37,793 New
CIAS
20
Capital Investment Advisory Services
North Carolina
$1.23M +$16.6K +497 +1%
OIA
21
OneDigital Investment Advisors
Kansas
$1.21M +$830K +24,900 +226%
CA
22
Corrado Advisors
New Jersey
$1.16M +$381K +11,431 +50%
SWA
23
Stratos Wealth Advisors
Ohio
$1.12M – – –
KAS
24
Kestra Advisory Services
Texas
$1.05M +$312K +9,355 +43%
USCWA
25
U.S. Capital Wealth Advisors
Texas
$1.03M +$164K +4,932 +19%
1
2 3 4 5

KOCT Hedge Fund Activity: Q4 2025 in Review

95 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2025, worth a combined $92.3M — up 28% from $72M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new KOCT positions and 6 closed out — a net gain of 11 holders — while 36 added to existing stakes and 20 trimmed.

The largest buyer was Principal Securities, adding an estimated $5.33M. The largest seller was Valtinson Bruner Financial Planning, cutting an estimated $2.52M.

  • 95 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2025, up from 86 in Q3 2025.
  • Funds reported $92.3M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2025, up 28% quarter-over-quarter.
  • 17 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2025 and 6 closed out, a net change of +11 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2025 was Principal Securities, an estimated $5.33M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2025 was Valtinson Bruner Financial Planning, an estimated $2.52M sold.

Based on aggregated 13F filings for Q4 2025.