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Principal Securities’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Principal Securities’s Portfolio KOCT Stock Details KOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$6.22M Sell
166,573
-127
-0.1% -$4.59K 0.07% 239
2026
Q1 		$5.66M Sell
166,700
-461
-0.3% -$15.9K 0.08% 233
2025
Q4 		$5.63M Buy
167,161
+159,914
+2,207% +$5.33M 0.09% 219
2025
Q3 		$239K Hold
7,247
– – ﹤0.01% 1210
2025
Q2 		$221K Sell
7,247
-1,204
-14% -$35.3K ﹤0.01% 1195
2025
Q1 		$258K Hold
8,451
– – 0.01% 1025
2024
Q4 		$258K Buy
8,451
+1,274
+18% +$39.3K 0.01% 1023
2024
Q3 		$218K Buy
7,177
+372
+5% +$11K 0.01% 1068
2024
Q2 		$195K Hold
6,805
– – 0.01% 1046
2024
Q1 		$194K Buy
6,805
+114
+2% +$3.15K 0.01% 1028
2023
Q4 		$184K Buy
+6,691
New +$173K 0.01% 955

Other funds holding KOCT

HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $237M AUM 16.05% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $3.05B AUM 18.61% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $135M AUM
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Principal Securities's KOCT Position: Q2 2026 in Review

Principal Securities reduced its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 0.08% in Q2 2026, selling an estimated $4.59K and leaving 166,573 shares worth $6.22M. The position accounts for 0.07% of the portfolio, ranked #239.

Principal Securities first reported a position in KOCT in Q4 2023 and has held it in 11 quarters since. 96 funds tracked by Wall St. Rank hold KOCT as of Q2 2026.

  • Principal Securities held 166,573 shares of Innovator US Small Cap Power Buffer ETF October worth $6.22M as of Q2 2026.
  • Principal Securities sold 127 Innovator US Small Cap Power Buffer ETF October shares in Q2 2026, an estimated $4.59K.
  • Innovator US Small Cap Power Buffer ETF October made up 0.07% of Principal Securities's portfolio in Q2 2026, its #239 holding.
  • Principal Securities first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
  • 96 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.