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Principal Securities’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Principal Securities’s Portfolio KOCT Stock Details KOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.66M Sell
166,700
-461
-0.3% -$15.9K 0.08% 233
2025
Q4 		$5.63M Buy
167,161
+159,914
+2,207% +$5.33M 0.09% 219
2025
Q3 		$239K Hold
7,247
– – ﹤0.01% 1210
2025
Q2 		$221K Sell
7,247
-1,204
-14% -$35.3K ﹤0.01% 1195
2025
Q1 		$258K Hold
8,451
– – 0.01% 1025
2024
Q4 		$258K Buy
8,451
+1,274
+18% +$39.3K 0.01% 1023
2024
Q3 		$218K Buy
7,177
+372
+5% +$11K 0.01% 1068
2024
Q2 		$195K Hold
6,805
– – 0.01% 1046
2024
Q1 		$194K Buy
6,805
+114
+2% +$3.15K 0.01% 1028
2023
Q4 		$184K Buy
+6,691
New +$173K 0.01% 955

Other funds holding KOCT

HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $222M AUM 13.65% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
GSIS
Global Strategic Investment Solutions Scottsdale, Arizona $1.02B AUM 16.75% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.1B AUM 21.09% 1-Year Est. Return