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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMC icon
1
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.55B
$305M 4.47%
4,736,954
+266,347
+6% +$17.8M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$878B
$202M 2.97%
309,596
+14,344
+5% +$9.79M
PSC icon
3
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.23B
$145M 2.13%
2,536,322
+216,897
+9% +$12.9M
PIEQ
4
Principal International Equity ETF
PIEQ
$1.36B
$141M 2.06%
4,141,800
+417,272
+11% +$14.4M
LCAP
5
Principal Capital Appreciation Select ETF
LCAP
$1.83B
$140M 2.05%
4,819,169
+1,879,888
+64% +$56.3M
BCHP icon
6
Principal Focused Blue Chip ETF
BCHP
$234M
$139M 2.04%
4,254,860
+368,401
+9% +$13M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$137B
$135M 1.98%
1,357,568
-30,609
-2% -$3.06M
GSUS icon
8
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.16B
$104M 1.52%
1,157,612
-22,865
-2% -$2.14M
IG icon
9
Principal Investment Grade Corporate Active ETF
IG
$198M
$100M 1.47%
4,852,973
+695,053
+17% +$14.5M
NVDA icon
10
NVIDIA
NVDA
$4.86T
$83.8M 1.23%
480,360
+54,295
+13% +$9.96M
MSFT icon
11
Microsoft
MSFT
$3.45T
$82.9M 1.22%
223,933
+21,525
+11% +$9.01M
AAPL icon
12
Apple
AAPL
$4.54T
$79.9M 1.17%
314,960
+25,170
+9% +$6.55M
PY icon
13
Principal Exchange-Traded Funds Principal Value ETF
PY
$235M
$73.5M 1.08%
1,428,413
+270,781
+23% +$14.2M
IUSV icon
14
iShares Core S&P US Value ETF
IUSV
$27.2B
$71.8M 1.05%
702,083
+74,434
+12% +$7.81M
AMZN icon
15
Amazon
AMZN
$2.92T
$70.6M 1.04%
338,859
+15,507
+5% +$3.41M
SPYM
16
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$66.3M 0.97%
866,610
+32,742
+4% +$2.62M
IWB icon
17
iShares Russell 1000 ETF
IWB
$48.2B
$65M 0.95%
182,403
+2,651
+1% +$988K
YLD icon
18
Principal Active High Yield ETF
YLD
$571M
$63.3M 0.93%
3,336,359
+464,300
+16% +$8.84M
GCOR icon
19
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$789M
$59.7M 0.88%
1,445,620
+127,909
+10% +$5.32M
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$190B
$57.8M 0.85%
638,337
+119,490
+23% +$11.2M
IEMG icon
21
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$56M 0.82%
803,495
-10,241
-1% -$739K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.36T
$56M 0.82%
194,773
+2,243
+1% +$705K
APUE icon
23
ActivePassive US Equity ETF
APUE
$2.42B
$54.9M 0.8%
1,368,975
+67,089
+5% +$2.8M
VTI icon
24
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$54.6M 0.8%
170,307
+12,463
+8% +$4.18M
SCHP icon
25
Schwab US TIPS ETF
SCHP
$16.3B
$51.9M 0.76%
1,949,070
+366,612
+23% +$9.78M
1
2 3 4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
SPC
Slate Path Capital New York $6.73B AUM 95.97% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.