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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$5.13B
| $305M | 4.47% |
4,736,954
+266,347
| +6% | +$17.8M |
2023 Q4
9 quarters
|
|
2
iShares Core S&P 500 ETF
IVV
$887B
| $202M | 2.97% |
309,596
+14,344
| +5% | +$9.79M |
2023 Q4
9 quarters
|
|
3
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.69B
| $145M | 2.13% |
2,536,322
+216,897
| +9% | +$12.9M |
2023 Q4
9 quarters
|
|
|
4
Principal International Equity ETF
PIEQ
$1.32B
| $141M | 2.06% |
4,141,800
+417,272
| +11% | +$14.4M |
2024 Q4
5 quarters
|
|
|
5
Principal Capital Appreciation Select ETF
LCAP
$1.9B
| $140M | 2.05% |
4,819,169
+1,879,888
| +64% | +$56.3M |
2025 Q2
3 quarters
|
|
6
Principal Focused Blue Chip ETF
BCHP
$231M
| $139M | 2.04% |
4,254,860
+368,401
| +9% | +$13M |
2023 Q4
9 quarters
|
|
7
iShares Core US Aggregate Bond ETF
AGG
$137B
| $135M | 1.98% |
1,357,568
-30,609
| -2% | -$3.06M |
2023 Q4
9 quarters
|
|
8
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.44B
| $104M | 1.52% |
1,157,612
-22,865
| -2% | -$2.14M |
2023 Q4
9 quarters
|
|
|
9
Principal Investment Grade Corporate Active ETF
IG
$203M
| $100M | 1.47% |
4,852,973
+695,053
| +17% | +$14.5M |
2023 Q4
9 quarters
|
|
10
NVIDIA
NVDA
$5.34T
| $83.8M | 1.23% |
480,360
+54,295
| +13% | +$9.96M |
2023 Q4
9 quarters
|
|
11
Microsoft
MSFT
$3.96T
| $82.9M | 1.22% |
223,933
+21,525
| +11% | +$9.01M |
2023 Q4
9 quarters
|
|
12
Apple
AAPL
$5.01T
| $79.9M | 1.17% |
314,960
+25,170
| +9% | +$6.55M |
2023 Q4
9 quarters
|
|
|
13
Principal Exchange-Traded Funds Principal Value ETF
PY
$241M
| $73.5M | 1.08% |
1,428,413
+270,781
| +23% | +$14.2M |
2023 Q4
9 quarters
|
|
14
iShares Core S&P US Value ETF
IUSV
$27.7B
| $71.8M | 1.05% |
702,083
+74,434
| +12% | +$7.81M |
2023 Q4
9 quarters
|
|
15
Amazon
AMZN
$2.74T
| $70.6M | 1.04% |
338,859
+15,507
| +5% | +$3.41M |
2023 Q4
9 quarters
|
|
16
State Street SPDR Portfolio S&P 500 ETF
SPYM
$178B
| $66.3M | 0.97% |
866,610
+32,742
| +4% | +$2.62M |
2023 Q4
9 quarters
|
|
17
iShares Russell 1000 ETF
IWB
$49B
| $65M | 0.95% |
182,403
+2,651
| +1% | +$988K |
2023 Q4
9 quarters
|
|
18
Principal Active High Yield ETF
YLD
$606M
| $63.3M | 0.93% |
3,336,359
+464,300
| +16% | +$8.84M |
2023 Q4
9 quarters
|
|
19
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$811M
| $59.7M | 0.88% |
1,445,620
+127,909
| +10% | +$5.32M |
2023 Q4
9 quarters
|
|
20
iShares Core MSCI EAFE ETF
IEFA
$189B
| $57.8M | 0.85% |
638,337
+119,490
| +23% | +$11.2M |
2023 Q4
9 quarters
|
|
21
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $56M | 0.82% |
803,495
-10,241
| -1% | -$739K |
2023 Q4
9 quarters
|
|
22
Alphabet (Google) Class A
GOOGL
$4.25T
| $56M | 0.82% |
194,773
+2,243
| +1% | +$705K |
2023 Q4
9 quarters
|
|
23
ActivePassive US Equity ETF
APUE
$2.5B
| $54.9M | 0.8% |
1,368,975
+67,089
| +5% | +$2.8M |
2023 Q4
9 quarters
|
|
24
Vanguard Morningstar Total Stock Market ETF
VTI
$694B
| $54.6M | 0.8% |
170,307
+12,463
| +8% | +$4.18M |
2023 Q4
9 quarters
|
|
25
Schwab US TIPS ETF
SCHP
$16.3B
| $51.9M | 0.76% |
1,949,070
+366,612
| +23% | +$9.78M |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.