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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMC icon
1
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$306M 4.72%
4,470,607
+91,106
+2% +$6.23M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$876B
$202M 3.12%
295,252
+26,449
+10% +$18M
BCHP icon
3
Principal Focused Blue Chip ETF
BCHP
$221M
$146M 2.25%
3,886,459
+504,431
+15% +$18.9M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$139M 2.14%
1,388,177
+76,647
+6% +$7.69M
PSC icon
5
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$134M 2.07%
2,319,425
+99,982
+5% +$5.72M
PIEQ
6
Principal International Equity ETF
PIEQ
$1.34B
$123M 1.89%
3,724,528
+589,289
+19% +$19M
GSUS icon
7
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.14B
$111M 1.72%
1,180,477
+42,793
+4% +$4.01M
MSFT icon
8
Microsoft
MSFT
$2.84T
$97.9M 1.51%
202,408
+10,747
+6% +$5.39M
IG icon
9
Principal Investment Grade Corporate Active ETF
IG
$198M
$86.9M 1.34%
4,157,920
+1,049,107
+34% +$22M
LCAP
10
Principal Capital Appreciation Select ETF
LCAP
$1.81B
$86.8M 1.34%
2,939,281
+2,136,058
+266% +$62.9M
NVDA icon
11
NVIDIA
NVDA
$5.01T
$79.5M 1.23%
426,065
+37,952
+10% +$7.06M
AAPL icon
12
Apple
AAPL
$4.89T
$78.8M 1.22%
289,790
+27,417
+10% +$7.36M
AMZN icon
13
Amazon
AMZN
$2.5T
$74.6M 1.15%
323,352
+7,816
+2% +$1.79M
IWB icon
14
iShares Russell 1000 ETF
IWB
$47.7B
$67.1M 1.04%
179,752
+3,769
+2% +$1.4M
SPYM
15
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$66.9M 1.03%
833,868
-99,263
-11% -$7.89M
IUSV icon
16
iShares Core S&P US Value ETF
IUSV
$27.2B
$64.4M 0.99%
627,649
-108,918
-15% -$11M
PY icon
17
Principal Exchange-Traded Funds Principal Value ETF
PY
$233M
$60.4M 0.93%
1,157,632
+224,296
+24% +$11.6M
GOOGL icon
18
Alphabet (Google) Class A
GOOGL
$3.91T
$60.3M 0.93%
192,530
-2,442
-1% -$698K
GCOR icon
19
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$791M
$54.7M 0.84%
1,317,711
+4,848
+0.4% +$202K
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$54.7M 0.84%
813,736
+12,522
+2% +$840K
YLD icon
21
Principal Active High Yield ETF
YLD
$570M
$54.6M 0.84%
2,872,059
+759,231
+36% +$14.5M
APUE icon
22
ActivePassive US Equity ETF
APUE
$2.39B
$54.2M 0.84%
1,301,886
+125,821
+11% +$5.21M
IVW icon
23
iShares S&P 500 Growth ETF
IVW
$72.5B
$53.6M 0.83%
434,711
+16,531
+4% +$2.02M
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$654B
$52.9M 0.82%
157,844
+2,569
+2% +$855K
IUSG icon
25
iShares Core S&P US Growth ETF
IUSG
$31.1B
$51.5M 0.8%
306,857
-42,106
-12% -$7.02M
1
2 3 4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.