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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMC icon
1
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$251M 6.08%
4,411,268
+86,008
+2% +$4.72M
IEFA icon
2
iShares Core MSCI EAFE ETF
IEFA
$186B
$115M 2.78%
1,473,731
+22,923
+2% +$1.72M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$876B
$102M 2.47%
176,837
-24,628
-12% -$13.7M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$101M 2.44%
996,327
+301
+0% +$30K
GSUS icon
5
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.14B
$73.5M 1.78%
932,801
+50,181
+6% +$3.81M
PSC icon
6
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$67.4M 1.63%
1,297,491
+35,009
+3% +$1.75M
MSFT icon
7
Microsoft
MSFT
$2.84T
$58.8M 1.42%
136,555
+4,933
+4% +$2.11M
BCHP icon
8
Principal Focused Blue Chip ETF
BCHP
$221M
$58.7M 1.42%
1,777,507
+790,445
+80% +$25.4M
IWB icon
9
iShares Russell 1000 ETF
IWB
$47.7B
$50.4M 1.22%
160,217
-445
-0.3% -$135K
AMZN icon
10
Amazon
AMZN
$2.5T
$48.8M 1.18%
262,102
+21,032
+9% +$3.84M
SPYM
11
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$47.8M 1.15%
707,417
+74,970
+12% +$4.88M
AAPL icon
12
Apple
AAPL
$4.89T
$47.3M 1.14%
202,881
+21,439
+12% +$4.79M
IG icon
13
Principal Investment Grade Corporate Active ETF
IG
$198M
$43.5M 1.05%
2,034,094
+137,445
+7% +$2.89M
PY icon
14
Principal Exchange-Traded Funds Principal Value ETF
PY
$233M
$42.4M 1.02%
846,030
+21,608
+3% +$1.03M
GSIE icon
15
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$38.9M 0.94%
1,076,844
+18,277
+2% +$636K
TIP icon
16
iShares TIPS Bond ETF
TIP
$14.5B
$38.4M 0.93%
347,263
+14,876
+4% +$1.62M
NVDA icon
17
NVIDIA
NVDA
$5.01T
$38M 0.92%
312,821
+23,449
+8% +$2.77M
IJR icon
18
iShares Core S&P Small-Cap ETF
IJR
$109B
$34.6M 0.84%
295,818
+50,754
+21% +$5.73M
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$33.5M 0.81%
582,908
+26,429
+5% +$1.43M
SPYV icon
20
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$32.5M 0.79%
614,932
+614,392
+113,776% +$31.3M
VTI icon
21
Vanguard Total Stock Market ETF
VTI
$654B
$31.7M 0.77%
111,964
-2,271
-2% -$619K
IUSV icon
22
iShares Core S&P US Value ETF
IUSV
$27.2B
$30.8M 0.74%
322,535
-3,606
-1% -$332K
IVW icon
23
iShares S&P 500 Growth ETF
IVW
$72.5B
$30.8M 0.74%
321,536
+24,836
+8% +$2.29M
IXUS icon
24
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$30.1M 0.73%
415,109
+49,598
+14% +$3.43M
GCOR icon
25
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$791M
$29.9M 0.72%
702,848
-22,968
-3% -$960K
1
2 3 4 5

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.