Principal Securities’s Principal Spectrum Preferred and Income ETF PQDI Stock Holding History

Principal Securities’s Portfolio PQDI Stock Details PQDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$15.9M	Buy	813,521 +7,536	+0.9%	+$146K	0.19%	99
2026 Q1	$15.5M	Buy	805,985 +71,086	+10%	+$1.39M	0.23%	83
2025 Q4	$14.4M	Buy	734,899 +219,061	+42%	+$4.29M	0.22%	81
2025 Q3	$10.1M	Buy	515,838 +30,479	+6%	+$593K	0.17%	111
2025 Q2	$9.38M	Sell	485,359 -22,737	-4%	-$431K	0.18%	110
2025 Q1	$9.65M	Hold	508,096	–	–	0.22%	92
2024 Q4	$9.65M	Buy	508,096 +15,677	+3%	+$300K	0.22%	91
2024 Q3	$9.51M	Buy	492,419 +491,627	+62,074%	+$9.31M	0.23%	86
2024 Q2	$14.8K	Hold	792	–	–	﹤0.01%	2209
2024 Q1	$14.8K	Buy	792 +131	+20%	+$2.41K	﹤0.01%	2160
2023 Q4	$12K	Buy	+661	New	+$11.6K	﹤0.01%	2155

Other funds holding PQDI

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

HIA

Harbor Investment Advisory Lutherville, Maryland $1.43B AUM 30.71% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.62B AUM 27.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.39B AUM 31.21% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $12.8B AUM 26.53% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Principal Securities's PQDI Position: Q2 2026 in Review

Principal Securities increased its Principal Spectrum Preferred and Income ETF (PQDI) stake by 0.94% in Q2 2026, buying an estimated $146K and bringing the position to 813,521 shares worth $15.9M. The position accounts for 0.19% of the portfolio, ranked #99.

Principal Securities first reported a position in PQDI in Q4 2023 and has held it in 11 quarters since. 10 funds tracked by Wall St. Rank hold PQDI as of Q2 2026.

Principal Securities held 813,521 shares of Principal Spectrum Preferred and Income ETF worth $15.9M as of Q2 2026.
Principal Securities bought 7,536 Principal Spectrum Preferred and Income ETF shares in Q2 2026, an estimated $146K.
Principal Spectrum Preferred and Income ETF made up 0.19% of Principal Securities's portfolio in Q2 2026, its #99 holding.
Principal Securities first reported a position in Principal Spectrum Preferred and Income ETF in Q4 2023 and has held it in 11 quarters since.
10 funds tracked by Wall St. Rank held Principal Spectrum Preferred and Income ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.