Principal Spectrum Preferred and Income ETF
PQDI
9 hedge funds and large institutions have $19.7M invested in Principal Spectrum Preferred and Income ETF in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and closing their positions.
50% more funds holding
Funds holding: 6 → 9 (+3)
3% more capital invested
Capital invested by funds: $19M → $19.7M (+$663K)
0.16% less ownership
Funds ownership: 94.52% → 94.36% (-0.16%)
67% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIAS
Capital Investment Advisory Services
Raleigh,
North Carolina
|
+$116K |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$1.47K |
| 3 |
Morgan Stanley
New York
|
+$737 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$116K |
| 2 |
BCI
Brinker Capital Investments
Berwyn,
Pennsylvania
|
-$22.3K |
| 3 |
OPS
Orion Portfolio Solutions
Omaha,
Nebraska
|
-$22.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Principal Financial Group
Des Moines,
Iowa
| $18.1M | – | – | – |
|
|
CIAS
2
Capital Investment Advisory Services
Raleigh,
North Carolina
| $465K | +$116K | +6,597 | +35% |
|
|
3
Jane Street
New York
| $373K | -$116K | -6,622 | -24% |
|
|
BCI
4
Brinker Capital Investments
Berwyn,
Pennsylvania
| $370K | -$22.3K | -1,273 | -6% |
|
|
OPS
5
Orion Portfolio Solutions
Omaha,
Nebraska
| $370K | -$22.3K | -1,273 | -6% |
|
6
Osaic Holdings
Scottsdale,
Arizona
| $33.1K | – | – | – |
|
|
PS
7
Principal Securities
Des Moines,
Iowa
| $12K | +$11.6K | +661 | New |
|
|
8
UBS Group
Zurich,
Switzerland
| $1.52K | +$1.47K | +84 | New |
|
|
9
Morgan Stanley
New York
| $764 | +$737 | +42 | New |
|
PQDI Hedge Fund Activity: Q4 2023 in Review
9 of the 6,863 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred and Income ETF (PQDI) for Q4 2023, worth a combined $19.7M — up 3.5% from $19M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new PQDI positions and 0 closed out — a net gain of 3 holders — while 1 added to existing stakes and 3 trimmed.
The largest buyer was Capital Investment Advisory Services, adding an estimated $116K. The largest seller was Jane Street, cutting an estimated $116K.
- 9 institutional investors held Principal Spectrum Preferred and Income ETF (PQDI) as of Q4 2023, up from 6 in Q3 2023.
- Funds reported $19.7M of Principal Spectrum Preferred and Income ETF stock for Q4 2023, up 3.5% quarter-over-quarter.
- 3 funds opened new Principal Spectrum Preferred and Income ETF positions in Q4 2023 and 0 closed out, a net change of +3 holders.
- The largest Principal Spectrum Preferred and Income ETF buyer in Q4 2023 was Capital Investment Advisory Services, an estimated $116K added.
- The largest Principal Spectrum Preferred and Income ETF seller in Q4 2023 was Jane Street, an estimated $116K sold.
Based on aggregated 13F filings for Q4 2023.