Principal Spectrum Preferred and Income ETF
PQDI
8 hedge funds and large institutions have $65.5M invested in Principal Spectrum Preferred and Income ETF in 2025 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 2 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
4% more capital invested
Capital invested by funds: $63M → $65.5M (+$2.52M)
0.71% more ownership
Funds ownership: 108.66% → 109.37% (+0.71%)
20% less funds holding
Funds holding: 10 → 8 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PS
Principal Securities
Des Moines,
Iowa
|
+$593K |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
+$554K |
| 3 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
+$391K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIAS
Capital Investment Advisory Services
Raleigh,
North Carolina
|
-$37.8K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$22.4K |
| 3 |
Raymond James Financial
St Petersburg,
Florida
|
-$2.57K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Principal Financial Group
Des Moines,
Iowa
| $40.6M | – | – | – |
|
|
2
Envestnet Asset Management
Chicago,
Illinois
| $10.2M | +$554K | +28,495 | +6% |
|
|
PS
3
Principal Securities
Des Moines,
Iowa
| $10.1M | +$593K | +30,479 | +6% |
|
|
4
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
| $3.51M | +$391K | +20,098 | +13% |
|
|
HIA
5
Harbor Investment Advisory
Lutherville,
Maryland
| $589K | – | – | – |
|
|
CIAS
6
Capital Investment Advisory Services
Raleigh,
North Carolina
| $486K | -$37.8K | -1,944 | -7% |
|
|
CA
7
CoreCap Advisors
Southfield,
Michigan
| $11.2K | – | – | – |
|
8
Morgan Stanley
New York
| $35 | – | – | – |
|
|
9
UBS Group
Zurich,
Switzerland
| – | -$22.4K | -1,160 | Closed |
|
|
10
Raymond James Financial
St Petersburg,
Florida
| – | -$2.57K | -133 | Closed |
|
PQDI Hedge Fund Activity: Q3 2025 in Review
8 of the 7,625 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred and Income ETF (PQDI) for Q3 2025, worth a combined $65.5M — up 4% from $63M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of PQDI and 0 opened new positions — a net loss of 2 holders — while 1 trimmed existing stakes and 3 added.
The largest buyer was Principal Securities, adding an estimated $593K. The largest seller was Capital Investment Advisory Services, cutting an estimated $37.8K.
- 8 institutional investors held Principal Spectrum Preferred and Income ETF (PQDI) as of Q3 2025, down from 10 in Q2 2025.
- Funds reported $65.5M of Principal Spectrum Preferred and Income ETF stock for Q3 2025, up 4% quarter-over-quarter.
- 0 funds opened new Principal Spectrum Preferred and Income ETF positions in Q3 2025 and 2 closed out, a net change of -2 holders.
- The largest Principal Spectrum Preferred and Income ETF buyer in Q3 2025 was Principal Securities, an estimated $593K added.
- The largest Principal Spectrum Preferred and Income ETF seller in Q3 2025 was Capital Investment Advisory Services, an estimated $37.8K sold.
Based on aggregated 13F filings for Q3 2025.