Principal Financial Group’s Principal Spectrum Preferred and Income ETF PQDI Stock Holding History

Principal Financial Group’s Portfolio PQDI Stock Details PQDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$38.6M	Hold	2,067,332	–	–	0.02%	594
2026 Q2	$40.3M	Hold	2,067,332	–	–	0.02%	604
2026 Q1	$39.8M	Hold	2,067,332	–	–	0.02%	555
2025 Q4	$40.5M	Hold	2,067,332	–	–	0.02%	535
2025 Q3	$40.6M	Hold	2,067,332	–	–	0.02%	537
2025 Q2	$40M	Buy	2,067,332 +1,071,811	+108%	+$20.3M	0.02%	528
2025 Q1	$19M	Hold	995,521	–	–	0.01%	865
2024 Q4	$18.9M	Hold	995,521	–	–	0.01%	883
2024 Q3	$19.2M	Hold	995,521	–	–	0.01%	868
2024 Q2	$18.7M	Hold	995,521	–	–	0.01%	903
2024 Q1	$18.6M	Hold	995,521	–	–	0.01%	952
2023 Q4	$18.1M	Hold	995,521	–	–	0.01%	943
2023 Q3	$17.4M	Hold	995,521	–	–	0.01%	893
2023 Q2	$17.5M	Hold	995,521	–	–	0.01%	923
2023 Q1	$1.74M	Hold	995,521	–	–	﹤0.01%	1784
2022 Q4	$18M	Hold	995,521	–	–	0.01%	891
2022 Q3	$17.8M	Hold	995,521	–	–	0.01%	844
2022 Q2	$18.4M	Hold	995,521	–	–	0.01%	874
2022 Q1	$19.9M	Hold	995,521	–	–	0.01%	910
2021 Q4	$21M	Hold	995,521	–	–	0.01%	921
2021 Q3	$21.4M	Hold	995,521	–	–	0.01%	894
2021 Q2	$21.5M	Hold	995,521	–	–	0.01%	921
2021 Q1	$21.2M	Hold	995,521	–	–	0.01%	870
2020 Q4	$21.4M	Hold	995,521	–	–	0.02%	725
2020 Q3	$20.7M	Hold	995,521	–	–	0.02%	655
2020 Q2	$20M	Buy	+995,521	New	+$20M	0.02%	648

Other funds holding PQDI

Spectrum Asset Management (Connecticut) Stamford, Connecticut $75.9M AUM 11.16% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.69B AUM 20.41% 1-Year Est. Return

Harbor Investment Advisory Lutherville, Maryland $1.47B AUM 24.2% 1-Year Est. Return

RFG Advisory Birmingham, Alabama $7.09B AUM 12.79% 1-Year Est. Return

Capital Investment Advisory Services Raleigh, North Carolina $1.61B AUM 16.94% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Principal Financial Group's PQDI Position: Q3 2026 in Review

Principal Financial Group held its Principal Spectrum Preferred and Income ETF (PQDI) position steady in Q3 2026 at 2,067,332 shares worth $38.6M. The position accounts for 0.02% of the portfolio, ranked #594.

Principal Financial Group first reported a position in PQDI in Q2 2020 and has held it in 26 quarters since. The position peaked at $40.6M in Q3 2025. 11 funds tracked by Wall St. Rank hold PQDI as of Q3 2026.

Principal Financial Group held 2,067,332 shares of Principal Spectrum Preferred and Income ETF worth $38.6M as of Q3 2026.
Principal Financial Group left its Principal Spectrum Preferred and Income ETF share count unchanged in Q3 2026.
Principal Spectrum Preferred and Income ETF made up 0.02% of Principal Financial Group's portfolio in Q3 2026, its #594 holding.
Principal Financial Group first reported a position in Principal Spectrum Preferred and Income ETF in Q2 2020 and has held it in 26 quarters since.
Principal Financial Group's Principal Spectrum Preferred and Income ETF position peaked at $40.6M in Q3 2025.
11 funds tracked by Wall St. Rank held Principal Spectrum Preferred and Income ETF as of Q3 2026.

Based on Principal Financial Group's 13F filing for Q3 2026, filed 2 Nov 2026.