We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
51
TSMC
TSM
$2.09T
$24M 0.35%
70,981
-5,058
-7% -$1.74M
JEPI icon
52
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$23.3M 0.34%
411,371
-115,463
-22% -$6.72M
EWU icon
53
iShares MSCI United Kingdom ETF
EWU
$4.04B
$22.9M 0.34%
502,063
+10,080
+2% +$464K
PREF icon
54
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$22.8M 0.33%
1,212,564
+285,169
+31% +$5.44M
ITOT icon
55
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$22.5M 0.33%
157,681
-2,189
-1% -$326K
SBAR
56
Simplify Barrier Income ETF
SBAR
$396M
$22.3M 0.33%
910,332
+472,907
+108% +$12.2M
VGLT icon
57
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$21.9M 0.32%
395,286
+15,334
+4% +$861K
LLY icon
58
Eli Lilly
LLY
$1.07T
$21.3M 0.31%
23,156
+1,851
+9% +$1.88M
QUAL icon
59
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$21.2M 0.31%
110,632
+1,638
+2% +$328K
VCSH icon
60
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$20.9M 0.31%
263,105
+42,222
+19% +$3.36M
LVHI icon
61
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$20M 0.29%
493,235
+118,017
+31% +$4.64M
FNDE icon
62
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$19.7M 0.29%
513,907
+38,248
+8% +$1.47M
APCB icon
63
ActivePassive Core Bond ETF
APCB
$1B
$19.4M 0.28%
659,492
+11,281
+2% +$335K
HYG icon
64
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$18.9M 0.28%
237,492
-9,415
-4% -$757K
XMMO icon
65
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$18.5M 0.27%
127,717
+58,090
+83% +$8.4M
XOM icon
66
ExxonMobil
XOM
$651B
$18.5M 0.27%
109,151
+74
+0.1% +$10.8K
SPY icon
67
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$18.4M 0.27%
28,295
+4,152
+17% +$2.82M
COWZ icon
68
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$17.7M 0.26%
282,202
+149,333
+112% +$9.38M
QYLD icon
69
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$17.6M 0.26%
1,028,435
+25,733
+3% +$453K
XYLD icon
70
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$17.5M 0.26%
447,763
+15,084
+3% +$610K
TSLA icon
71
Tesla
TSLA
$1.24T
$17.5M 0.26%
47,087
+5,726
+14% +$2.36M
CMDY icon
72
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$565M
$17M 0.25%
286,107
-1,439
-0.5% -$78.2K
IWX icon
73
iShares Russell Top 200 Value ETF
IWX
$4.03B
$17M 0.25%
183,193
-37,559
-17% -$3.57M
FNDX icon
74
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$16.8M 0.25%
603,952
+15,013
+3% +$425K
GIGB icon
75
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$16.7M 0.25%
365,151
+29,076
+9% +$1.35M
1 2
3
4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.