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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
76
Johnson & Johnson
JNJ
$635B
$16.2M 0.24%
66,416
+3,899
+6% +$908K
WMT icon
77
Walmart Inc
WMT
$871B
$16.2M 0.24%
130,318
-3,719
-3% -$457K
MA icon
78
Mastercard
MA
$477B
$16.2M 0.24%
32,388
+2,597
+9% +$1.37M
BYRE icon
79
Principal Real Estate Active Opportunities ETF
BYRE
$27.9M
$16M 0.24%
639,174
+65,447
+11% +$1.67M
GSY icon
80
Invesco Ultra Short Duration ETF
GSY
$3.82B
$15.9M 0.23%
317,052
+113,343
+56% +$5.7M
VHT icon
81
Vanguard Health Care ETF
VHT
$18.2B
$15.7M 0.23%
57,682
+1,481
+3% +$423K
VXF icon
82
Vanguard Extended Market ETF
VXF
$30.3B
$15.5M 0.23%
75,457
+1,823
+2% +$390K
PQDI
83
Principal Spectrum Preferred and Income ETF
PQDI
$69.2M
$15.5M 0.23%
805,985
+71,086
+10% +$1.39M
IWY icon
84
iShares Russell Top 200 Growth ETF
IWY
$16B
$15.5M 0.23%
62,380
-4,925
-7% -$1.3M
ETY icon
85
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$15.5M 0.23%
1,120,472
-13,385
-1% -$198K
LQD icon
86
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$15.2M 0.22%
139,735
-57,247
-29% -$6.31M
CGDV icon
87
Capital Group Dividend Value ETF
CGDV
$36.6B
$15.2M 0.22%
357,215
+60,317
+20% +$2.68M
CVX icon
88
Chevron
CVX
$388B
$15.2M 0.22%
73,379
+3,717
+5% +$678K
SHV icon
89
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$15.2M 0.22%
137,329
+113,041
+465% +$12.5M
VCIT icon
90
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$15.1M 0.22%
181,984
+807
+0.4% +$67.5K
GEM icon
91
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$15M 0.22%
347,331
+15,112
+5% +$676K
VO icon
92
Vanguard Mid-Cap ETF
VO
$106B
$14.9M 0.22%
207,760
+30,724
+17% +$2.28M
SCHH icon
93
Schwab US REIT ETF
SCHH
$11.7B
$14.6M 0.21%
680,970
+42,195
+7% +$925K
AMAT icon
94
Applied Materials
AMAT
$426B
$14M 0.21%
40,925
+179
+0.4% +$60.2K
VWO icon
95
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13.8M 0.2%
256,189
+7,952
+3% +$445K
CAT icon
96
Caterpillar
CAT
$409B
$13.8M 0.2%
19,442
-1,749
-8% -$1.21M
GGUS icon
97
Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF
GGUS
$428M
$13.7M 0.2%
235,630
+21,389
+10% +$1.31M
PM icon
98
Philip Morris
PM
$301B
$13.6M 0.2%
82,184
+6,122
+8% +$1.06M
CGMU icon
99
Capital Group Municipal Income ETF
CGMU
$6.35B
$13.5M 0.2%
498,585
+60,595
+14% +$1.67M
VOE icon
100
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$13.2M 0.19%
71,606
+9,207
+15% +$1.72M
2 3
4
5 6

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.