PS

Principal Securities Portfolio holdings

AUM $6.07B
1-Year Est. Return 14.84%
This Quarter Est. Return
1 Year Est. Return
+14.84%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,879
New
Increased
Reduced
Closed

Top Buys

1
+$40M
2
+$28.9M
3
+$25.4M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$25M
5
PIEQ
Principal International Equity ETF
PIEQ
+$24.3M

Top Sells

1
+$35.6M
2
+$14.9M
3
+$10.9M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.9M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.2M

Sector Composition

1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MURA
3726
DELISTED
Mural Oncology
MURA
$21 ﹤0.01%
+10
ASIX icon
3727
AdvanSix
ASIX
$457M
$19 ﹤0.01%
1
-195
DSX.WS icon
3728
Diana Shipping Inc Warrants exp 2026
DSX.WS
$2.03M
$10 ﹤0.01%
105
VAL.WS icon
3729
Valaris Ltd Warrants
VAL.WS
$168M
$6 ﹤0.01%
2
WKHS icon
3730
Workhorse Group
WKHS
$45.6M
– –
0
EMO.RT
3731
DELISTED
ClearBridge Energy Midstream Opportunity Fund Rights expiring Oct 10 2025
EMO.RT
$2 ﹤0.01%
+90
TQQQ icon
3732
ProShares UltraPro QQQ
TQQQ
$30B
– –
-120
UHAL icon
3733
U-Haul Holding Co
UHAL
$10.9B
– –
-2
UIS icon
3734
Unisys
UIS
$229M
– –
0
UNFI icon
3735
United Natural Foods
UNFI
$2.13B
– –
-13
UNIT
3736
Uniti Group
UNIT
$1.8B
– –
-285
URA icon
3737
Global X Uranium ETF
URA
$6.95B
– –
-67
UWM icon
3738
ProShares Ultra Russell2000
UWM
$270M
– –
-6,218
VERV
3739
DELISTED
Verve Therapeutics
VERV
– –
-188
VERX icon
3740
Vertex
VERX
$3.08B
– –
-10
VTLE
3741
DELISTED
Vital Energy
VTLE
– –
-152
WBA
3742
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,412
WDI
3743
Western Asset Diversified Income Fund
WDI
$710M
– –
-400
XYF
3744
X Financial
XYF
$239M
– –
-45
ZIMV
3745
DELISTED
ZimVie
ZIMV
– –
0
SYFI
3746
AB Short Duration High Yield ETF
SYFI
$869M
– –
-42
ETHA
3747
iShares Ethereum Trust ETF
ETHA
$1.91B
– –
-10,314
SNRE
3748
DELISTED
Sunrise Communications AG American Depositary Shares representing Class A shares
SNRE
– –
-13
CPSR
3749
Calamos S&P 500 Structured Alt Protection ETF - March
CPSR
$22.8M
– –
-4,885
BULLZ
3750
DELISTED
Webull Corporation Incentive Warrant
BULLZ
– –
-1,000
148 149
150
151 152