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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KVUE icon
1451
Kenvue
KVUE
$37B
– –
-33,781
Closed -$583K
LOB icon
1452
Live Oak Bancshares
LOB
$1.95B
– –
-7,009
Closed -$241K
MAA icon
1453
Mid-America Apartment Communities
MAA
$15.6B
– –
-1,554
Closed -$216K
MEDP icon
1454
Medpace
MEDP
$16.8B
– –
-400
Closed -$225K
MMS icon
1455
Maximus
MMS
$3.14B
– –
-2,575
Closed -$222K
NOK icon
1456
Nokia
NOK
$50.8B
– –
-10,174
Closed -$65.8K
NVDY icon
1457
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.38B
– –
-10,232
Closed -$149K
OHI icon
1458
Omega Healthcare
OHI
$15.4B
– –
-5,187
Closed -$230K
PCOR icon
1459
Procore
PCOR
$6.46B
– –
-3,023
Closed -$220K
PCY icon
1460
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-29,896
Closed -$648K
PHYS icon
1461
Sprott Physical Gold
PHYS
$14.6B
– –
-12,600
Closed -$416K
PICK icon
1462
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
– –
-4,717
Closed -$242K
PNR icon
1463
Pentair
PNR
$10.2B
– –
-7,039
Closed -$733K
POOL icon
1464
Pool Corp
POOL
$6.7B
– –
-898
Closed -$205K
PSLV icon
1465
Sprott Physical Silver Trust
PSLV
$11.9B
– –
-16,759
Closed -$396K
RACE icon
1466
Ferrari
RACE
$63.3B
– –
-1,703
Closed -$629K
RBLX icon
1467
Roblox
RBLX
$34B
– –
-10,657
Closed -$864K
SMCI icon
1468
Super Micro Computer
SMCI
$19.5B
– –
-8,287
Closed -$243K
TAIL icon
1469
Cambria Tail Risk ETF
TAIL
$145M
– –
-10,099
Closed -$116K
THW
1470
abrdn World Healthcare Fund
THW
$530M
– –
-30,852
Closed -$394K
TRMB icon
1471
Trimble
TRMB
$12.3B
– –
-3,346
Closed -$262K
TTD icon
1472
Trade Desk
TTD
$8.13B
– –
-8,516
Closed -$323K
USPH icon
1473
US Physical Therapy
USPH
$1.14B
– –
-3,963
Closed -$309K
VIPS icon
1474
Vipshop
VIPS
$6.84B
– –
-35,716
Closed -$632K
VMI icon
1475
Valmont Industries
VMI
$9.44B
– –
-505
Closed -$203K
56 57 58
59
60

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.