Principal Securities’s Live Oak Bancshares LOB Stock Holding History

Principal Securities’s Portfolio LOB Stock Details LOB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-7,009	Closed	-$241K	–	1453
2025 Q4	$241K	Buy	7,009 +1,392	+25%	+$46.6K	﹤0.01%	1239
2025 Q3	$198K	Buy	5,617 +489	+10%	+$16.8K	﹤0.01%	1287
2025 Q2	$153K	Buy	5,128 +2,128	+71%	+$57.4K	﹤0.01%	1358
2025 Q1	$119K	Hold	3,000	–	–	﹤0.01%	1354
2024 Q4	$119K	Buy	3,000 +1,498	+100%	+$67.4K	﹤0.01%	1354
2024 Q3	$71.2K	Buy	1,502 +245	+19%	+$10.2K	﹤0.01%	1547
2024 Q2	$44.1K	Buy	1,257 +1,248	+13,867%	+$44.2K	﹤0.01%	1677
2024 Q1	$374	Hold	9	–	–	﹤0.01%	3175
2023 Q4	$410	Buy	+9	New	+$302	﹤0.01%	3088

Other funds holding LOB

T. Rowe Price Investment Management

T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Southernsun Asset Management Memphis, Tennessee $690M AUM 30.68% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return