Principal Securities’s Sprott Physical Gold PHYS Stock Holding History

Principal Securities’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-12,600	Closed	-$416K	–	1462
2025 Q4	$416K	Buy	12,600 +302	+2%	+$9.56K	0.01%	1007
2025 Q3	$364K	Buy	12,298 +4,860	+65%	+$129K	0.01%	1037
2025 Q2	$189K	Buy	7,438 +7,129	+2,307%	+$179K	﹤0.01%	1259
2025 Q1	$6.22K	Hold	309	–	–	﹤0.01%	2699
2024 Q4	$6.22K	Sell	309 -6	-2%	-$123	﹤0.01%	2695
2024 Q3	$6.42K	Hold	315	–	–	﹤0.01%	2592
2024 Q2	$5.69K	Hold	315	–	–	﹤0.01%	2592
2024 Q1	$5.45K	Hold	315	–	–	﹤0.01%	2570
2023 Q4	$5.02K	Buy	+315	New	+$4.84K	﹤0.01%	2531

Other funds holding PHYS

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HWA

Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

IMC Chicago Chicago, Illinois $278B AUM 44.93% 1-Year Est. Return

Principal Securities's PHYS Position: Q1 2026 in Review

Principal Securities sold out of Sprott Physical Gold (PHYS) in Q1 2026, closing a stake of 12,600 shares — an estimated $416K sold.

Principal Securities first reported a position in PHYS in Q4 2023 and held it in 9 quarters. The position peaked at $416K in Q4 2025. 675 funds tracked by Wall St. Rank hold PHYS as of Q1 2026.

Principal Securities reported no remaining Sprott Physical Gold position as of Q1 2026 after selling out during the quarter.
Principal Securities sold 12,600 Sprott Physical Gold shares in Q1 2026, an estimated $416K.
Principal Securities first reported a position in Sprott Physical Gold in Q4 2023 and held it in 9 quarters.
Principal Securities's Sprott Physical Gold position peaked at $416K in Q4 2025.
675 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.