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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRX icon
1401
Amneal Pharmaceuticals
AMRX
$5.72B
$131K ﹤0.01%
+10,543
New +$142K
ERIC icon
1402
Ericsson
ERIC
$30.7B
$129K ﹤0.01%
11,430
+198
+2% +$2.14K
WU icon
1403
Western Union
WU
$2.57B
$128K ﹤0.01%
14,658
-344
-2% -$3.26K
PK icon
1404
Park Hotels & Resorts
PK
$2.97B
$112K ﹤0.01%
10,608
-76
-0.7% -$839
ETJ
1405
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$110K ﹤0.01%
13,474
– –
ARRY icon
1406
Array Technologies
ARRY
$818M
$100K ﹤0.01%
+13,896
New +$129K
BHC icon
1407
Bausch Health
BHC
$1.65B
$92K ﹤0.01%
17,030
– –
ABEV icon
1408
Ambev
ABEV
$47.3B
$78.4K ﹤0.01%
26,846
+7,253
+37% +$20.7K
SLI
1409
Standard Lithium
SLI
$517M
$68.2K ﹤0.01%
20,000
-1,000
-5% -$4.48K
RUM icon
1410
RUM Group Inc
RUM
$1.57B
$52.2K ﹤0.01%
+10,243
New +$58.8K
ACLS icon
1411
Axcelis
ACLS
$4.12B
– –
-3,200
Closed -$257K
AMZY icon
1412
YieldMax AMZN Option Income Strategy ETF
AMZY
$213M
– –
-10,621
Closed -$141K
APG icon
1413
APi Group
APG
$17.1B
– –
-5,736
Closed -$219K
AXTA icon
1414
Axalta
AXTA
$7.01B
– –
-7,292
Closed -$236K
AZO icon
1415
AutoZone
AZO
$48.3B
– –
-67
Closed -$227K
BBLU icon
1416
EA Bridgeway Blue Chip ETF
BBLU
$435M
– –
-38,676
Closed -$590K
BOOT icon
1417
Boot Barn
BOOT
$4.55B
– –
-1,722
Closed -$304K
BUI icon
1418
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
– –
-8,056
Closed -$207K
CCEP icon
1419
Coca-Cola Europacific Partners
CCEP
$46.5B
– –
-3,126
Closed -$284K
CGSD icon
1420
Capital Group Short Duration Income ETF
CGSD
$2.37B
– –
-8,300
Closed -$216K
CR icon
1421
Crane Co
CR
$13.1B
– –
-1,178
Closed -$217K
CVE icon
1422
Cenovus Energy
CVE
$54.6B
– –
-15,752
Closed -$267K
CVNA icon
1423
Carvana
CVNA
$43.3B
– –
-2,735
Closed -$231K
CYBR
1424
DELISTED
CyberArk
CYBR
– –
-738
Closed -$329K
DNP icon
1425
DNP Select Income Fund
DNP
$4.18B
– –
-114,852
Closed -$1.15M
55 56
57
58 59

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.