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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRI icon
1351
First Trust S&P REIT Index Fund
FRI
$195M
$217K ﹤0.01%
7,622
-452
-6% -$13K
RSPN icon
1352
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$216K ﹤0.01%
3,755
-69
-2% -$4.17K
WPC icon
1353
W.P. Carey
WPC
$17.1B
$216K ﹤0.01%
+3,175
New +$223K
FND icon
1354
Floor & Decor
FND
$5.81B
$215K ﹤0.01%
4,241
-490
-10% -$31.9K
GPIQ icon
1355
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.86B
$215K ﹤0.01%
+4,348
New +$225K
NI icon
1356
NiSource
NI
$22.4B
$215K ﹤0.01%
+4,610
New +$208K
EVTC icon
1357
Evertec
EVTC
$1.83B
$215K ﹤0.01%
7,614
-169
-2% -$4.8K
VCLT icon
1358
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$215K ﹤0.01%
+2,874
New +$218K
FGD icon
1359
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$215K ﹤0.01%
+6,722
New +$216K
KWEB icon
1360
KraneShares CSI China Internet ETF
KWEB
$5.2B
$214K ﹤0.01%
+7,538
New +$247K
EA icon
1361
Electronic Arts
EA
$52.4B
$214K ﹤0.01%
1,051
-25
-2% -$5.05K
BE icon
1362
Bloom Energy
BE
$52.6B
$214K ﹤0.01%
+1,578
New +$232K
FV icon
1363
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$213K ﹤0.01%
3,531
+57
+2% +$3.68K
EWY icon
1364
iShares MSCI South Korea ETF
EWY
$21.7B
$213K ﹤0.01%
+1,731
New +$217K
EFX icon
1365
Equifax
EFX
$20.3B
$212K ﹤0.01%
1,178
-734
-38% -$146K
URTH icon
1366
iShares MSCI World ETF
URTH
$7.95B
$212K ﹤0.01%
1,178
-175
-13% -$32.8K
BMAR icon
1367
Innovator US Equity Buffer ETF March
BMAR
$248M
$212K ﹤0.01%
+4,036
New +$216K
SLNZ
1368
TCW Senior Loan ETF
SLNZ
$223M
$212K ﹤0.01%
4,678
-1,255
-21% -$57.4K
MPLX icon
1369
MPLX
MPLX
$59.5B
$211K ﹤0.01%
+3,705
New +$210K
FGSM
1370
Frontier Asset Global Small Cap Equity ETF
FGSM
$50.4M
$211K ﹤0.01%
+6,760
New +$216K
RGLD icon
1371
Royal Gold
RGLD
$17.1B
$210K ﹤0.01%
+825
New +$219K
XLRE icon
1372
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$210K ﹤0.01%
5,133
-493
-9% -$20.7K
CRUS icon
1373
Cirrus Logic
CRUS
$6.74B
$209K ﹤0.01%
+1,448
New +$195K
FPI
1374
Farmland Partners
FPI
$419M
$209K ﹤0.01%
18,594
+2,802
+18% +$32.1K
BKLN icon
1375
Invesco Senior Loan ETF
BKLN
$7.1B
$208K ﹤0.01%
10,208
-6,429
-39% -$133K
53 54
55
56 57

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.