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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMS icon
1301
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$243K ﹤0.01%
5,339
-150
-3% -$6.81K
INTA icon
1302
Intapp
INTA
$2.12B
$243K ﹤0.01%
9,456
+349
+4% +$10.4K
XYL icon
1303
Xylem
XYL
$28.5B
$242K ﹤0.01%
+2,029
New +$266K
EQR icon
1304
Equity Residential
EQR
$25.4B
$242K ﹤0.01%
4,097
+614
+18% +$37.9K
SF
1305
Stifel
SF
$12.3B
$242K ﹤0.01%
3,274
+385
+13% +$30.6K
DDFM
1306
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
$47M
$241K ﹤0.01%
+12,843
New +$243K
OZK icon
1307
Bank OZK
OZK
$5.49B
$240K ﹤0.01%
+5,235
New +$247K
FTRI icon
1308
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$240K ﹤0.01%
13,458
-126
-0.9% -$2.23K
TSCO icon
1309
Tractor Supply
TSCO
$16.3B
$240K ﹤0.01%
5,298
-118
-2% -$6.01K
RNR icon
1310
RenaissanceRe
RNR
$13.7B
$240K ﹤0.01%
+806
New +$234K
LULU icon
1311
lululemon athletica
LULU
$13B
$239K ﹤0.01%
1,563
+365
+30% +$65.4K
VCR icon
1312
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$239K ﹤0.01%
665
+153
+30% +$59K
MMSI icon
1313
Merit Medical Systems
MMSI
$4.43B
$238K ﹤0.01%
3,454
-136
-4% -$10.6K
MINO icon
1314
PIMCO Municipal Income Opportunities Active ETF
MINO
$718M
$236K ﹤0.01%
+5,232
New +$238K
XBIL icon
1315
US Treasury 6 Month Bill ETF
XBIL
$738M
$236K ﹤0.01%
+4,721
New +$237K
IXN icon
1316
iShares Global Tech ETF
IXN
$8.7B
$236K ﹤0.01%
2,359
+47
+2% +$4.96K
FNCL icon
1317
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$235K ﹤0.01%
3,345
+109
+3% +$8.09K
FDD icon
1318
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$235K ﹤0.01%
13,183
-474
-3% -$8.55K
FTAI icon
1319
FTAI Aviation
FTAI
$22.2B
$235K ﹤0.01%
+958
New +$254K
PEGA icon
1320
Pegasystems
PEGA
$4.41B
$235K ﹤0.01%
+5,513
New +$256K
CF icon
1321
CF Industries
CF
$19.2B
$232K ﹤0.01%
+1,786
New +$182K
IUS icon
1322
Invesco RAFI Strategic US ETF
IUS
$894M
$231K ﹤0.01%
3,987
-516
-11% -$30.5K
VSEC icon
1323
VSE Corp
VSEC
$5.48B
$231K ﹤0.01%
+1,250
New +$254K
VOOG icon
1324
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$230K ﹤0.01%
3,390
+126
+4% +$9.11K
CACC icon
1325
Credit Acceptance
CACC
$6B
$230K ﹤0.01%
542
+36
+7% +$17K
51 52
53
54 55

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.