Principal Securities’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Principal Securities’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$243K	Sell	5,339 -150	-3%	-$6.81K	﹤0.01%	1301
2025 Q4	$231K	Buy	5,489 +57	+1%	+$2.42K	﹤0.01%	1258
2025 Q3	$240K	Hold	5,432	–	–	﹤0.01%	1208
2025 Q2	$221K	Buy	5,432 +658	+14%	+$25.1K	﹤0.01%	1196
2025 Q1	$180K	Hold	4,774	–	–	﹤0.01%	1171
2024 Q4	$180K	Buy	4,774 +187	+4%	+$7.32K	﹤0.01%	1170
2024 Q3	$188K	Buy	4,587 +325	+8%	+$13K	﹤0.01%	1128
2024 Q2	$173K	Sell	4,262 -120	-3%	-$4.82K	﹤0.01%	1090
2024 Q1	$170K	Hold	4,382	–	–	0.01%	1077
2023 Q4	$168K	Buy	+4,382	New	+$163K	0.01%	989

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Beta Wealth Group San Diego, California $242M AUM 15.04% 1-Year Est. Return

626 Financial Portage, Michigan $223M AUM 17.89% 1-Year Est. Return

Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Jones Financial Companies

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return