Principal Securities’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Principal Securities’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-5,339	Closed	-$243K	–	1554
2026 Q1	$243K	Sell	5,339 -150	-3%	-$6.81K	﹤0.01%	1301
2025 Q4	$231K	Buy	5,489 +57	+1%	+$2.42K	﹤0.01%	1258
2025 Q3	$240K	Hold	5,432	–	–	﹤0.01%	1208
2025 Q2	$221K	Buy	5,432 +658	+14%	+$25.1K	﹤0.01%	1196
2025 Q1	$180K	Hold	4,774	–	–	﹤0.01%	1171
2024 Q4	$180K	Buy	4,774 +187	+4%	+$7.32K	﹤0.01%	1170
2024 Q3	$188K	Buy	4,587 +325	+8%	+$13K	﹤0.01%	1128
2024 Q2	$173K	Sell	4,262 -120	-3%	-$4.82K	﹤0.01%	1090
2024 Q1	$170K	Hold	4,382	–	–	0.01%	1077
2023 Q4	$168K	Buy	+4,382	New	+$163K	0.01%	989

Other funds holding FEMS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BWG

Beta Wealth Group San Diego, California $267M AUM 18.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

AAP

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

VestGen Advisors Inverness, Illinois $3.43B AUM 37.73% 1-Year Est. Return

Principal Securities's FEMS Position: Q2 2026 in Review

Principal Securities sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q2 2026, closing a stake of 5,339 shares — an estimated $243K sold.

Principal Securities first reported a position in FEMS in Q4 2023 and held it in 10 quarters. The position peaked at $243K in Q1 2026. 66 funds tracked by Wall St. Rank hold FEMS as of Q2 2026.

Principal Securities reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Principal Securities sold 5,339 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q2 2026, an estimated $243K.
Principal Securities first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q4 2023 and held it in 10 quarters.
Principal Securities's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $243K in Q1 2026.
66 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.